A survey of set-theoretic geology, Notre Dame Logic Seminar, January 2023

This will be a talk 31 January 2-3 for the Notre Dame Logic Seminar.

Abstract. I shall give a general introduction and account of the main elements of set-theoretic geology, the motivating questions, the central definitions, and the main results, including newer advances. We’ll discuss ground models, the ground axiom, the mantle, the ground-model definability theorem, Usuba’s results on downward directedness and more. 

Set-theoretic geology and the downward directed grounds hypothesis, Bonn, January 2017

This will be a talk for the University of Bonn Logic Seminar, Friday, January 13, 2017, at the Hausdorff Center for Mathematics.

hausdorff-center-bonn

Abstract. Set-theoretic geology is the study of the set-theoretic universe $V$ in the context of all its ground models and those of its forcing extensions. For example, a bedrock of the universe is a minimal ground model of it and the mantle is the intersection of all grounds. In this talk, I shall explain some recent advances, including especially the breakthrough result of Toshimichi Usuba, who proved the strong downward directed grounds hypothesis: for any set-indexed family of grounds, there is a deeper common ground below them all. This settles a large number of formerly open questions in set-theoretic geology, while also leading to new questions. It follows, for example, that the mantle is a model of ZFC and provably the largest forcing-invariant definable class. Strong downward directedness has also led to an unexpected connection between large cardinals and forcing: if there is a hyper-huge cardinal $\kappa$, then the universe indeed has a bedrock and all grounds use only $\kappa$-small forcing.

Slides

Recent advances in set-theoretic geology, Harvard Logic Colloquium, October 2016

I will speak at the Harvard Logic Colloquium, October 20, 2016, 4-6 pm.

harvard

Abstract. Set-theoretic geology is the study of the set-theoretic universe $V$ in the context of all its ground models and those of its forcing extensions. For example, a bedrock of the universe is a minimal ground model of it and the mantle is the intersection of all grounds. In this talk, I shall explain some recent advances, including especially the breakthrough result of Toshimichi Usuba, who proved the strong downward directed grounds hypothesis: for any set-indexed family of grounds, there is a deeper common ground below them all. This settles a large number of formerly open questions in set-theoretic geology, while also leading to new questions. It follows, for example, that the mantle is a model of ZFC and provably the largest forcing-invariant definable class. Strong downward directedness has also led to an unexpected connection between large cardinals and forcing: if there is a hyper-huge cardinal $\kappa$, then the universe indeed has a bedrock and all grounds use only $\kappa$-small forcing.

Slides

Set-theoretic geology and the downward-directed grounds hypothesis, CUNY Set Theory seminar, September 2016

This will be a talk for the CUNY Set Theory Seminar, September 2 and 9, 2016.

Blender3D EarthQuarterCut.jpgIn two talks, I shall give a complete detailed account of Toshimichi Usuba’s recent proof of the strong downward-directed grounds hypothesis.  This breakthrough result answers what had been for ten years the central open question in the area of set-theoretic geology and leads immediately to numerous consequences that settle many other open questions in the area, as well as to a sharpening of some of the central concepts of set-theoretic geology, such as the fact that the mantle coincides with the generic mantle and is a model of ZFC.

Although forcing is often viewed as a method of constructing larger models extending a given model of set theory, the topic of set-theoretic geology inverts this perspective by investigating how the current set-theoretic universe $V$ might itself have arisen as a forcing extension of an inner model.  Thus, an inner model $W\subset V$ is a ground of $V$ if we can realize $V=W[G]$ as a forcing extension of $W$ by some $W$-generic filter $G\subset\mathbb{Q}\in W$.  It is a consequence of the ground-model definability theorem that every such $W$ is definable from parameters, and from this it follows that many second-order-seeming questions about the structure of grounds turn out to be first-order expressible in the language of set theory.

For example, Reitz had inquired in his dissertation whether any two grounds of $V$ must have a common deeper ground. Fuchs, myself and Reitz introduced the downward-directed grounds hypothesis DDG and the strong DDG, which asserts a positive answer, even for any set-indexed collection of grounds, and we showed that this axiom has many interesting consequences for set-theoretic geology.

Last year, Usuba proved the strong DDG, and I shall give a complete account of the proof, with some simplifications I had noticed. I shall also present Usuba’s related result that if there is a hyper-huge cardinal, then there is a bedrock model, a smallest ground. I find this to be a surprising and incredible result, as it shows that large cardinal existence axioms have consequences on the structure of grounds for the universe.

Among the consequences of Usuba’s result I shall prove are:

  1. Bedrock models are unique when they exist.
  2. The mantle is absolute by forcing.
  3. The mantle is a model of ZFC.
  4. The mantle is the same as the generic mantle.
  5. The mantle is the largest forcing-invariant class, and equal to the intersection of the generic multiverse.
  6. The inclusion relation agrees with the ground-of relation in the generic multiverse. That is, if $N\subset M$ are in the same generic multiverse, then $N$ is a ground of $M$.
  7. If ZFC is consistent, then the ZFC-provably valid downward principles of forcing are exactly S4.2.
  8. (Usuba) If there is a hyper-huge cardinal, then there is a bedrock for the universe.

Related topics in set-theoretic geology:

CUNY Set theory seminar abstract I | abstract II

Pluralism-inspired mathematics, including a recent breakthrough in set-theoretic geology, Set-theoretic Pluralism Symposium, Aberdeen, July 2016

Set-theoretic Pluralism, Symposium I, July 12-17, 2016, at the University of Aberdeen.  My talk will be the final talk of the conference.

University of AberdeenAbstract. I shall discuss several bits of pluralism-inspired mathematics, including especially an account of Toshimichi Usuba’s recent proof of the strong downward-directed grounds DDG hypothesis, which asserts that the collection of ground models of the set-theoretic universe is downward directed. This breakthrough settles several of what were the main open questions of set-theoretic geology. It implies, for example, that the mantle is a model of ZFC and is identical to the generic mantle and that it is therefore the largest forcing-invariant class. Usuba’s analysis also happens to show that the existence of certain very large cardinals outright implies that there is a smallest ground model of the universe, an unexpected connection between large cardinals and forcing. In addition to these results, I shall present several other instances of pluralism-inspired mathematics, including a few elementary but surprising results that I hope will be entertaining.

SlidesSet-theoretic Pluralism Network | Conference program