Lectures on the Philosophy of Mathematics, Oxford Michaelmas Term 2020

This series of self-contained lectures on the philosophy of mathematics, offered for Oxford Michaelmas Term 2020, is intended for students preparing for philosophy exam paper 122, although all interested parties are welcome to join. The lectures will be organized loosely around mathematical themes, in such a way that brings various philosophical issues naturally to light.

Lectures will follow my new book Lectures on the Philosophy of Mathematics (MIT Press), with supplemental readings suggested each week for further tutorial work. The book is available for pre-order, to be released 2 February 2021.

Lectures will be held online via Zoom every Wednesday 11-12 am during term at the following Zoom coordinates:

https://us02web.zoom.us/j/82822228760?pwd=UHU1cjVxSFpmd3haak5vYU51eFRrUT09

Meeting ID: 828 2222 8760

Passcode: 242081

All lectures will be recorded and made available at a later date.

Lecture 1. Numbers

Numbers are perhaps the essential mathematical idea, but what are numbers? There are many kinds of numbers—natural numbers, integers, rational numbers, real numbers, complex numbers, hyperreal numbers, surreal numbers, ordinal numbers, and more—and these number systems provide a fruitful background for classical arguments on incommensurability and transcendentality, while setting the stage for discussions of platonism, logicism, the nature of abstraction, the significance of categoricity, and structuralism.

Lecture 2. Rigour

Let us consider the problem of mathematical rigour in the development of the calculus. Informal continuity concepts and the use of infinitesimals ultimately gave way to the epsilon-delta limit concept, which secured a more rigourous foundation while also enlarging our conceptual vocabulary, enabling us to express more refined notions, such as uniform continuity, equicontinuity, and uniform convergence. Nonstandard analysis resurrected the infinitesimals on a more secure foundation, providing a parallel development of the subject. Meanwhile, increasing abstraction emerged in the function concept, which we shall illustrate with the Devil’s staircase, space-filling curves, and the Conway base 13 function. Finally, does the indispensability of mathematics for science ground mathematical truth? Fictionalism puts this in question.

Lecture 3. Infinity

We shall follow the allegory of Hilbert’s hotel and the paradox of Galileo to the equinumerosity relation and the notion of countability. Cantor’s diagonal arguments, meanwhile, reveal uncountability and a vast hierarchy of different orders of infinity; some arguments give rise to the distinction between constructive and nonconstructive proof. Zeno’s paradox highlights classical ideas on potential versus actual infinity. Furthermore, we shall count into the transfinite ordinals.

Lecture 4. Geometry

Classical Euclidean geometry is the archetype of a mathematical deductive process. Yet the impossibility of certain constructions by straightedge and compass, such as doubling the cube, trisecting the angle, or squaring the circle, hints at geometric realms beyond Euclid. The rise of non-Euclidean geometry, especially in light of scientific theories and observations suggesting that physical reality is not Euclidean, challenges previous accounts of what geometry is about. New formalizations, such as those of David Hilbert and Alfred Tarski, replace the old axiomatizations, augmenting and correcting Euclid with axioms on completeness and betweenness. Ultimately, Tarski’s decision procedure points to a tantalizing possibility of automation in geometrical reasoning.

Lecture 5. Proof

What is proof? What is the relation between proof and truth? Is every mathematical truth true for a reason? After clarifying the distinction between syntax and semantics and discussing various views on the nature of proof, including proof-as-dialogue, we shall consider the nature of formal proof. We shall highlight the importance of soundness, completeness, and verifiability in any formal proof system, outlining the central ideas used in proving the completeness theorem. The compactness property distills the finiteness of proofs into an independent, purely semantic consequence. Computer-verified proof promises increasing significance; its role is well illustrated by the history of the four-color theorem. Nonclassical logics, such as intuitionistic logic, arise naturally from formal systems by weakening the logical rules.

Lecture 6. Computability

What is computability? Kurt Gödel defined a robust class of computable functions, the primitive recursive functions, and yet he gave reasons to despair of a fully satisfactory answer. Nevertheless, Alan Turing’s machine concept of computability, growing out of a careful philosophical analysis of the nature of human computability, proved robust and laid a foundation for the contemporary computer era; the widely accepted Church-Turing thesis asserts that Turing had the right notion. The distinction between computable decidability and computable enumerability, highlighted by the undecidability of the halting problem, shows that not all mathematical problems can be solved by machine, and a vast hierarchy looms in the Turing degrees, an infinitary information theory. Complexity theory refocuses the subject on the realm of feasible computation, with the still-unsolved P versus NP problem standing in the background of nearly every serious issue in theoretical computer science.

Lecture 7. Incompleteness

David Hilbert sought to secure the consistency of higher mathematics by finitary reasoning about the formalism underlying it, but his program was dashed by Gödel’s incompleteness theorems, which show that no consistent formal system can prove even its own consistency, let alone the consistency of a higher system. We shall describe several proofs of the first incompleteness theorem, via the halting problem, self-reference, and definability, showing senses in which we cannot complete mathematics. After this, we shall discuss the second incompleteness theorem, the Rosser variation, and Tarski’s theorem on the nondefinability of truth. Ultimately, one is led to the inherent hierarchy of consistency strength rising above every foundational mathematical theory.

Lecture 8. Set Theory

We shall discuss the emergence of set theory as a foundation of mathematics. Cantor founded the subject with key set-theoretic insights, but Frege’s formal theory was naive, refuted by the Russell paradox. Zermelo’s set theory, in contrast, grew ultimately into the successful contemporary theory, founded upon a cumulative conception of the set-theoretic universe. Set theory was simultaneously a new mathematical subject, with its own motivating questions and tools, but it also was a new foundational theory with a capacity to represent essentially arbitrary abstract mathematical structure. Sophisticated technical developments, including in particular, the forcing method and discoveries in the large cardinal hierarchy, led to a necessary engagement with deep philosophical concerns, such as the criteria by which one adopts new mathematical axioms and set-theoretic pluralism.

Lectures on the Philosophy of Mathematics

• J. D. Hamkins, Lectures on the Philosophy of Mathematics, MIT Press, 2021.
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Now available for preorder!

From the Preface:

Philosophical conundrums pervade mathematics, from fundamental questions of mathematical ontology—What is a number? What is infinity?—to questions about the relations among truth, proof, and meaning. What is the role of figures in geometric argument? Do mathematical objects exist that we cannot construct? Can every mathematical question be solved in principle by computation? Is every truth of mathematics true for a reason? Can every mathematical truth be proved?

This book is an introduction to the philosophy of mathematics, in which we shall consider all these questions and more. I come to the subject from mathematics, and I have strived in this book for what I hope will be a fresh approach to the philosophy of mathematics—one grounded in mathematics, motivated by mathematical inquiry or mathematical practice. I have strived to treat philosophical issues as they arise organically in mathematics. Therefore, I have organized the book by mathematical themes, such as number, infinity, geometry, and computability, and I have included some mathematical arguments and elementary proofs when they bring philosophical issues to light.

Philosophical Trials interview: Joel David Hamkins on Infinity, Gödel’s Theorems and Set Theory

I was interviewed by Theodor Nenu as the first installment of his Philosophical Trials interview series with philosophers, mathematicians and physicists.

Theodor provided the following outline of the conversation:

• 00:00 Podcast Introduction
• 00:50 MathOverflow and books in progress
• 04:08 Mathphobia
• 05:58 What is mathematics and what sets it apart?
• 08:06 Is mathematics invented or discovered (more at 54:28)
• 09:24 How is it the case that Mathematics can be applied so successfully to the physical world?
• 12:37 Infinity in Mathematics
• 16:58 Cantor’s Theorem: the real numbers cannot be enumerated
• 24:22 Russell’s Paradox and the Cumulative Hierarchy of Sets
• 29:20 Hilbert’s Program and Godel’s Results
• 35:05 The First Incompleteness Theorem, formal and informal proofs and the connection between mathematical truths and mathematical proofs
• 40:50 Computer Assisted Proofs and mathematical insight
• 44:11 Do automated proofs kill the artistic side of Mathematics?
• 48:50 Infinite Time Turing Machines can settle Goldbach’s Conjecture or the Riemann Hypothesis
• 54:28 Nonstandard models of arithmetic: different conceptions of the natural numbers
• 1:00:02 The Continuum Hypothesis and related undecidable questions, the Set-Theoretic Multiverse and the quest for new axioms
• 1:10:31 Minds and computers: Sir Roger Penrose’s argument concerning consciousness

Lectures on the philosophy of mathematics, Oxford, Michaelmas term 2019

This will be a series of self-contained lectures on the philosophy of mathematics, given at Oxford University in Michaelmas term 2019. We will be meeting in the Radcliffe Humanities Lecture Room at the Faculty of Philosophy every Friday 12-1 during term.

All interested parties are welcome. The lectures are intended principally for students preparing for philosophy exam paper 122 at the University of Oxford.

The lectures will be organized loosely around mathematical themes, in such a way I hope that brings various philosophical issues naturally to light. The lectures will be based on my new book, forthcoming with MIT Press.

There are tentative plans to make the lectures available by video. I shall post further details concerning this later.

Lecture 1. Numbers. Numbers are perhaps the essential mathematical idea, but what are numbers? We have many kinds of numbers—natural numbers, integers, rational numbers, real numbers, complex numbers, hyperreal numbers, surreal numbers, ordinal numbers, and more—and these number systems provide a fruitful background for classical arguments on incommensurability and transcendentality, while setting the stage for discussions of platonism, logicism, the nature of abstraction, the significance of categoricity, and structuralism.

Lecture 2. Rigour. Let us consider the problem of mathematical rigour in the development of the calculus. Informal continuity concepts and the use of infinitesimals ultimately gave way to formal epsilon-delta limit concepts, which provided a capacity for refined notions, such as uniform continuity, equicontinuity and uniform convergence. Nonstandard analysis resurrected the infinitesimal concept on a more secure foundation, providing a parallel development of the subject, which can be understood from various sweeping perspectives. Meanwhile, increasing abstraction emerged in the function concept, which we shall illustrate with the Devil’s staircase, space-filling curves and the Conway base 13 function. Whether the indispensibility of mathematics for science grounds mathematical truth is put in question on the view known as fictionalism.

Lecture 3. Infinity. We shall follow the allegory of Hilbert’s hotel and the paradox of Galileo to the equinumerosity relation and the notion of countability. Cantor’s diagonal arguments, meanwhile, reveal uncountability and a vast hierarchy of different orders of infinity; some arguments give rise to the distinction between constructive and non-constructive proof. Zeno’s paradox highlights classical ideas on potential versus actual infinity. Time permitting, we shall count into the transfinite ordinals.

Lecture 4. Geometry. Classical Euclidean geometry, accompanied by its ideal of straightedge and compass construction and the Euclidean concept of proof, is an ageless paragon of deductive mathematical reasoning. Yet, the impossibility of certain constructions, such as doubling the cube, trisecting the angle or squaring the circle, hints at geometric realms beyond Euclid, and leads one to the concept of constructible and non-constructible numbers. The rise of non-Euclidean geometry, especially in light of scientific observations and theories suggesting that physical reality may not be Euclidean, challenges previous accounts of what geometry is about and changes our understanding of the nature of geometric and indeed mathematical ontology. New formalizations, such as those of Hilbert and Tarski, replace the old axiomatizations, augmenting and correcting Euclid with axioms on completeness and betweenness. Ultimately, Tarski’s decision procedure hints at the tantalizing possibility of automation in our geometrical reasoning.

Lecture 5. Proof. What is proof? What is the relation between proof and truth? Is every mathematical truth, true for a reason? After clarifying the distinction between syntax and semantics, we shall discuss new views on the dialogical nature of proof. With formal proof systems, we shall highlight the importance of soundness, completeness and verifiability in any such system, outlining the central ideas used in proving the completeness theorem. The compactness theorem distills the finiteness of proofs into an independent purely semantic consequence. Computer-verified proof promises increasing significance; it’s role is well illustrated by the history of the four-color theorem. Nonclassical logics, such as intuitionistic logic, arise naturally from formal systems by weakenings of the logical rules.

Lecture 6. Computability. What is computability? Gödel defined the primitive recursive functions, a robust class of computable functions, yet he gave reasons to despair of a fully satisfactory answer. Nevertheless, Turing’s machine concept, growing out of a careful philosophical analysis of computability, laid a foundation for the contemporary computer era; the widely accepted Church-Turing thesis asserts that Turing has the right notion. The distinction between computable decidability and computable enumerability, highlighted by the undecidability of the halting problem, shows that not all mathematical problems can be solved by machine, and a vast hierarchy looms in the Turing degrees, an infinitary information theory. Complexity theory refocuses the subject on the realm of feasible computation, with the still-unsolved P vs. NP problem standing in the background of nearly every serious issue in theoretical computer science.

Lecture 7. Incompleteness. The Hilbert program, seeking to secure the consistency of higher mathematics by finitary reasoning about the formal system underlying it, was dashed by Gödel’s incompleteness theorems, which show that no consistent formal system can prove even its own consistency, let alone the consistency of a higher system. We shall describe several proofs of the first incompleteness theorem, via the halting problem, via self-reference, and via definability. After this, we’ll discuss the second incompleteness theorem, the Rosser variation, and Tarski on the non-definability of truth. Ultimately, one is led to the inherent hierarchy of consistency strength underlying all mathematical theories.

Lecture 8. Set theory. We shall discuss the emergence of set theory as a foundation of mathematics. Cantor founded the subject with key set-theoretic insights, but Frege’s formal theory was naive, refuted by the Russell paradox. Zermelo’s set theory, in contrast, grew ultimately into the successful contemporary theory, founded upon the cumulative conception. Set theory was simultaneously a new mathematical subject, with its own motivating questions and tools, but also a new foundational theory, with a capacity to represent essentially arbitrary abstract mathematical structure. Sophisticated technical developments, including especially the forcing method and discoveries in the large cardinal hierarchy, led to a necessary engagement with deep philosophical concerns, such as the criteria by which one adopts new mathematical axioms and set-theoretic pluralism.

Philosophy of Mathematics, graduate lecture seminar, Oxford, Trinity term 2019

This will be a graduate-level lecture seminar on the Philosophy of Mathematics, run jointly by Professor Timothy Williamson and myself, held during Trinity term 2019 at Oxford University. We shall meet every Tuesday 2-4 pm during term in the Ryle Room at the Radcliffe Humanities building.

We shall discuss a selection of topics in the philosophy of mathematics, based on the readings set for each week, as set out below. Discussion will be led each week either by Professor Williamson or myself.

In the classes led by Williamson, we shall discuss issues concerning the ontology of mathematics and what is involved in its application. In the classes led by me, we shall focus on the philosophy of set theory, covering set theory as a foundation of mathematics; determinateness in set theory; the status of the continuum hypothesis; and set-theoretic pluralism.

Week 1 (30 April)
Discussion led by Williamson. Reading: Robert Brandom, ‘The significance of complex numbers for Frege’s philosophy of mathematics’, Proceedings of the Aristotelian Society (1996): 293-315 https://www.jstor.org/stable/pdf/4545241.pdf

Week 2 (7 May)
Discussion led by Hamkins. Reading: Penelope Maddy, Defending the Axioms: On the Philosophical Foundations of Set Theory, OUP (2011), 150 pp.

Week 3 (14 May)
Discussion led by Hamkins. Reading: Donald Martin, ‘Multiple universes of sets and indeterminate truth values’, Topoi (2001): 5-16. https://link.springer.com/article/10.1023%2FA%3A1010600724850

Week 4 (21 May)
Discussion led by Hamkins. Reading: Chris Freiling, ‘Axioms of symmetry: throwing darts at the real number line’, Journal of Symbolic Logic (1986) https://www.jstor.org/stable/pdf/2273955.pdf. And: Solomon Feferman, ‘The Continuum Hypothesis is neither a definite mathematical problem nor a definite logical problem’, https://math.stanford.edu/~feferman/papers/CH_is_Indefinite.pdf

Week 5 (28 May)
Discussion led by Hamkins. Reading: his ‘The set-theoretic multiverse’, Review of Symbolic Logic (2012): 416-449

Week 6 (4 June)
Discussion led by Williamson. Reading: Cian Dorr, ‘Of numbers and electrons’, Proceedings of the Aristotelian Society (2010): 133-181. https://onlinelibrary.wiley.com/doi/epdf/10.1111/j.1467-9264.2010.00282.x

Week 7 (11 June)
Discussion led by Williamson. Reading: Otávio Bueno and Mark Colyvan, ‘An inferential conception of the application of mathematics’, Noûs (2011): 345-374. https://onlinelibrary.wiley.com/doi/epdf/10.1111/j.1468-0068.2010.00772.x

Week 8 (18 June)
Discussion led by Williamson. Reading: his ‘Alternative logics and applied mathematics’, Philosophical Issues (2018): 399-424. https://onlinelibrary.wiley.com/doi/epdf/10.1111/phis.12131

Lectures on the Philosophy of Mathematics, Oxford, Michaelmas 2018

This will be a series of lectures on the philosophy of mathematics, given at Oxford University, Michaelmas term 2018. The lectures are mainly intended for undergraduate students preparing for exam paper 122, although all interested parties are welcome.

My approach to the philosophy of mathematics tends to be grounded in mathematical arguments and ideas, treating philosophical issues as they arise organically. The lectures will accordingly be organized around mathematical themes, in such a way that naturally brings various philosophical issues to light.

Here is a tentative list of topics, which may be updated as the term approaches.

Lecture 1. Numbers. Numbers are perhaps the essential mathematical idea, but what are numbers? We have many kinds of numbers—natural numbers, integers, rational numbers, real numbers, complex numbers, hyperreal numbers, surreal numbers, ordinal numbers, and more—and these number systems provide a fruitful background for classical arguments on incommensurability, the irrationality of $\sqrt{2}$, transcendental numbers, the infinitude of primes, and lead naturally to discussions of platonism, Frege’s number concept, Peano’s numbers, Dedekind’s categoricity arguments, and the philosophy of structuralism.

Lecture 2. Rigour. Let us consider the problem of mathematical rigour in the development of the calculus. Informal continuity concepts and the use of infinitesimals ultimately gave way to formal epsilon-delta limit concepts, which provided a capacity for refined notions, such as uniform continuity, equicontinuity and uniform convergence. Nonstandard analysis resurrected the infinitesimal concept on a more secure foundation, providing a parallel development of the subject, which can be understood from various sweeping perspectives. Meanwhile, increasing abstraction emerged in the function concept, which we shall illustrate with the Devil’s staircase, space-filling curves and the Conway base 13 function.

Lecture 3. Infinity. We shall follow the allegory of Hilbert’s hotel and the paradox of Galileo to the equinumerosity relation and the notion of countability. Cantor’s diagonal arguments, meanwhile, reveal uncountability and a vast hierarchy of different orders of infinity; some arguments give rise to the distinction between constructive and non-constructive proof. Zeno’s paradox highlights classical ideas on potential versus actual infinity. Time permitting, we shall count into the transfinite ordinals.

Lecture 4. Geometry. Classical Euclidean geometry, accompanied by its ideal of straightedge and compass construction and the Euclidean concept of proof, is an ageless paragon of deductive mathematical reasoning. Yet, the impossibility of certain constructions, such as doubling the cube, trisecting the angle or squaring the circle, hints at geometric realms beyond Euclid, and leads one to the concept of constructible and non-constructible numbers. The rise of non-Euclidean geometry, especially in light of scientific observations and theories suggesting that physical reality may not be Euclidean, challenges previous accounts of what geometry is about and changes our understanding of the nature of geometric and indeed mathematical ontology. New formalizations, such as those of Hilbert and Tarski, replace the old axiomatizations, augmenting and correcting Euclid with axioms on completeness and betweenness. Ultimately, Tarski’s decision procedure hints at the tantalizing possibility of automation in our geometrical reasoning.

Lecture 5. Proof. What is proof? What is the relation between proof and truth? Is every mathematical truth, true for a reason? After clarifying the distinction between syntax and semantics, we shall discuss formal proof systems and highlight the importance of soundness, completeness and verifiability in any such system, outlining the central ideas used in proving the completeness theorem. The compactness theorem distills the finiteness of proofs into an independent purely semantic consequence. Computer-verified proof promises increasing significance; it’s role is well illustrated by the history of the four-color theorem. Nonclassical logics, such as intuitionistic logic, arise naturally from formal systems by weakenings of the logical rules.

Lecture 6. Computability. What is computability? Gödel’s primitive recursive functions were a robust class, yet he gave reasons to despair of a fully satisfactory answer. Nevertheless, Turing’s machine concept, growing out of his careful philosophical analysis of computability, laid a foundation for the contemporary computer era, and the widely accepted Church-Turing thesis asserts that Turing has the right notion. Meanwhile, the distinction between computable decidability and computable enumerability, highlighted by the undecidability of the halting problem, shows that not all mathematical problems can be solved by machine, and a vast hierarchy looms in the Turing degrees, an infinitary information theory. Complexity theory refocuses this on the realm of feasible computation, with the still-unsolved P vs. NP problem standing in the background of nearly every serious issue in theoretical computer science.

Lecture 7. Incompleteness. The Hilbert program, seeking to secure the consistency of higher mathematics by finitary reasoning about the formal system underlying it, was dashed by Gödel’s incompleteness theorems, which show that no consistent formal system can prove even its own consistency, let alone the consistency of a higher system. We shall describe several proofs of the first incompleteness theorem, via the halting problem, via self-reference, and via definability. After this, we’ll discuss the Rosser variation, the second incompleteness theorem, and Tarski on the non-definability of truth. Ultimately, one is led to the inherent hierarchy of consistency strength underlying all mathematical theories.

Lecture 8. Set theory. We shall discuss the emergence of set theory as a foundation of mathematics. An initially naive theory, challenged fundamentally by the Russell paradox, grew into Zermelo’s formal set theory, founded on the idea of a cumulative universe of sets and providing a robust general context in which to undertake mathematics, while also enabling the clarification of fundamentally set-theoretic issues surrounding the axiom of choice, the continuum hypothesis and an increasingly diverse hierarchy of large cardinal concepts. The development of forcing solved many stubborn questions and illuminated a ubiquitous independence phenomenon, feeding into philosophical issues concerning the criteria by which one should add new axioms to mathematics and the question of pluralism in mathematical foundations.