We use a definite description when we make an assertion about an individual, referring to that individual by means of a property that uniquely picks them out. When I say, “the badly juggling clown in the subway car has a sad expression” I am referring to the clown by describing a property that uniquely determines the individual to whom I refer, namely, the clown that is badly juggling in the subway car, that clown, the one fulfilling this description. Definite descriptions in English typically involve the definite article “the” as a signal that one is picking out a unique object or individual.
If there had been no clown in the subway car, then my description wouldn’t have succeeded—there would have been no referent, no unique individual falling under the description. My reference would similarly have failed if there had been a clown, but no juggling clown, or if there had been a juggling clown, but juggling well instead of badly, or indeed if there had been many juggling clowns, perhaps both in the subway car and on the platform, but all of them juggling very well (or at least the ones in the subway car), for in this case there would have been no badly juggling clown in the subway car. My reference would also have failed, in a different way, if the subway car was packed full of badly juggling clowns, for in this case the description would not have succeeded in picking out just one of them. In each of these failing cases, there seems to be something wrong or insensible with my statement, “the badly juggling clown in the subway car has a sad expression.” What would be the meaning of this assertion if there was no such clown, if for example all the clowns were juggling very well?
Bertrand Russell emphasized that when one makes an assertion involving a definite description like this, then part of what is being asserted is that the definite description has succeeded. According to Russell, when I say, “the book I read last night was fascinating,” then I am asserting first of all that indeed there was a book that I read last night and exactly one such book, and furthermore that this book was fascinating. For Russell, the assertion “the king of France is bald” asserts first, that there is such a person as the king of France and second, that the person fitting that description is bald. Since there is no such person as the king of France, Russell takes the statement to be false.
Iota expressions
or in other words, when
The value of the term
Because the iota expressions are not always meaningful in this way, their treatment in formal logic faces many of the same issues faced by a formal treatment of partial functions, functions that are not necessarily defined on the whole domain of discourse. According to the usual semantics for first-order logic, the interpretation of a function symbol
But partial functions commonly appear throughout mathematics, and we might naturally seek a formal treatment of them in first-order logic. One immediate response to this goal is simply to point out that partial functions are already fruitfully and easily treated in first-order logic by means of their graph relations
In light of that response, the dispute here is not about the expressive power of the logic, but is rather entirely about the status of terms in the language, about whether we should allow partial functions to appear as terms. To be sure, mathematicians customarily form term expressions, such as
But the semantics are a surprisingly subtle matter. The main issue is that when a term is not defined it may not be clear what the meaning is of assertions formed using that term. To illustrate the point, suppose that
The strong semantics for iota expressions
Let me first describe what I call the strong semantics for the logic of iota expressions. Inspired by Russell’s theory of definite descriptions, we shall define the truth conditions for every assertion in the extended language allowing iota expressions
For any model
We now simply extend the satisfaction relation recursively in the usual way through Boolean connectives and quantifiers. That is, the model satisfies a conjunction
The strong semantics in effect combine Russell’s treatment of definite descriptions in the case of atomic assertions with Tarski’s disquotational theory to extend the truth conditions recursively to complex assertions. The strong semantics are complete—every assertion
No new expressive power
The principal observation to be made initially about the logic of iota expressions is that they offer no new expressive power to our language. Every assertion that can be made in the language with iota expressions can be made equivalently without them. In short, iota expressions are logically eliminable.
Theorem. Every assertion in the language with iota expressions is logically equivalent in the strong semantics to an assertion in the original language.
Proof. We prove this by induction on formulas. Of course, the claim is already true for all assertions in the original language, and since the strong semantics in the iota expression logic follow the same recursion for Boolean connectives and quantifiers as in the original language, it suffices to remove iota expressions from atomic assertions
In light of this theorem, perhaps there is little at stake in the dispute about whether to augment our language with iota expressions, since they add no formal expressive power.
Criticism of the strong semantics
I should like to make several criticisms of the strong semantics concerning how well it fulfills the goal of providing a logic of iota expressions based on Russell’s theory of definite descriptions.
Does not actually fulfill the Russellian theory. We were led to the strong semantics by Russell’s theory of definite descriptions, and many logicians take the strong semantics as a direct implementation of Russell’s theory. But is this right? To my way of thinking, at the very heart of Russell’s theory is the idea that an assertion involving reference by definite description carries an implicit commitment that those references are successful. Let us call this the implicit commitment to reference, and I should like to consider this idea on its own, apart from whatever Russell’s view might have been. My criticism here is that the strong semantics does not actually realize the implicit commitment to reference for all assertions.
It does fulfill the implicit commitment to reference for atomic assertions, to be sure, for we defined that an atomic assertion
But when we extend the semantics through the Tarskian compositional recursion, however, we lose that feature. Namely, if an atomic assertion
The tension between Russell and Tarski. The issue reveals an inherent tension between Russell and Tarski, a tension between a fully realized implicit commitment to reference and the compositional theory of truth. Specifically, the examples above show that if we follow the Russellian theory of definite descriptions for atomic assertions and then apply the Tarskian recursion, we will inevitably violate the implicit commitment to reference for some compound assertions. In other words, to require that every true assertion making reference by definite description commits to the success of those references simply does not obey the Tarski recursion. In short, the implicit commitment to reference is not compositional.
Does not respect stipulative definitions. The strong semantics does not respect stipulative definitions in the sense that the truth of an assertion is not always preserved when replacing a defined predicate by its definition.
Consider the ring of integers, for example, and the sentence “the largest prime number is odd.” We could formalize this as an atomic assertion
But suppose that we had previously introduced the oddness predicate
Some philosophical treatments of these kinds of cases focus on ambiguity and scope. One can introduce lambda expressions
Does not respect logical equivalence. The strong semantics of iota expressions does not respect logical equivalence. In the integer ring
These two predicates are equivalent in the integers,
And yet, if we assert “the largest prime number is odd” using these two equivalent formulations, either as
Does not respect instantiation. The strong semantics for iota expressions does not respect universal instantiation. Every structure will declare some instances of
The weak semantics for iota expressions
In light of these criticisms, let me describe an alternative semantics for the logic of definite descriptions, a more tentative and hesitant semantics, yet in many respects both reasonable and appealing. Namely, the weak semantics takes the line that in order for an assertion about an individual specified by definite description to be meaningful, the description must in fact succeed in its reference—otherwise it is not meaningful. On this account, for example, the sentence “the largest prime number is odd” is meaningless in the integer ring, without a truth value, and similarly with any further sentence built from this assertion. On the weak semantics, the assertion fails to express a proposition because there is no largest prime number in the integers.
On the weak semantics, we first make a judgement about whether an assertion is meaningful before stating whether it is true or not. As before, an iota expression
The compositional theory of truth implicitly defines a well-founded relation on the instances of satisfaction
The choice to use the weak semantics can be understood as a commitment to use robust definite descriptions that succeed in their reference. For meaningful assertions, one should ensure that all the relevant definite descriptions succeed, such as by using robust descriptions with default values in cases of failure, rather than relying on the semantical rules to paper over or fix up the effects of sloppy failed references. Nevertheless, the weak and the strong semantics agree on the truth value of any assertion found to be meaningful. In this sense, being true in the weak semantics is simply a tidier way to be true, one without sloppy failures of reference.
The weak semantics can be seen as a nonclassical logic in that not all instances of the law of excluded middle
The natural semantics for iota expressions
The natural semantics is a somewhat less hesitant semantics guided by the idea that an assertion with iota expressions or partially defined terms is meaningful when sufficiently many of those terms succeed in their reference to determine the truth value. In this semantics, we take a conjunction
comes out meaningful and true in the reals, whereas it is not meaningful in the weak semantics because
Still no new expressive power
The weak semantics and the natural semantics both address some of the weird aspects of the strong semantics by addressing head-on and denying the claim that assertions made about nonexistent individuals are meaningful. This could be refreshing to someone put off by any sort of claim made about the king of France or the largest prime number in the integers—such a person might prefer to regard these claims as not meaningful. And yet, just as with the strong semantics, the weak semantics and the natural semantics offer no new expressive power to the logic.
Theorem. The language of first-order logic with iota expressions in either the weak semantics or the natural semantics has no new expressive power—for every assertion in the language with iota expressions, there are formulas in the original language expressing that the given formula is meaningful, respectively in the two semantics, and others expressing that it is meaningful and true.
Proof. This can be proved by induction on formulas similar to the proof of the no-new-expressive-power theorem for the strong semantics. The key point is that the question whether a given instance of iota expression
Let me next prove the senses in which both the weak and natural semantics survive the criticisms I had mentioned earlier for the strong semantics.
Theorem.
- Both the weak and natural semantics fulfill Russell’s theory of definite descriptions—if an assertion is true, then every definite description relevant for this was successful.
- Both the weak and natural semantics respect Tarski’s compositional theory of truth—if an assertion is meaningful, then its truth value is determined by the Tarski recursion.
- Both the weak and natural semantics respect stipulative definitions—replacing any defined predicate in a meaningful assertion by its definition, if meaningful, preserves the truth value.
- Both the weak and natural semantics respect logical equivalence—if
and are logically equivalent ( occuring freely in both) and is any term, then and get the same truth judgement. - Both the weak and natural semantics respect universal instantiation—if
and are both meaningful, then is meaningful and true.
Proof. For statement (1), the notion of relevance here for the weak semantics is that of arising earlier in the well-founded recursive definition of truth, while in the natural semantics we are speaking of relevant instances sufficient for the truth calculation. In either semantics, for an assertion to be declared true, then all the definite descriptions relevant for this fact are successful. A truth judgement is never made on the basis of a failed reference.
Statement (2) is immediate, since both the weak and the natural semantics are defined in a compositional manner.
Statement (3) is proved by induction. If we have introduced predicate
For statement (4), suppose that
Statement (5) follows immediately for the weak semantics, since if
Deflationary philosophical conclusions
To my way of thinking, the principal philosophical conclusion to make in light of the no-new-expressive-power theorems is that there is nothing at stake in the debate about whether to add iota expressions to the logic or whether to use the strong or weak semantics. The debate is moot, and we can adopt a deflationary stance, because any proposition or idea that we might wish to express with iota expressions and definite descriptions in one or the other semantics can be expressed in the original language. The expansion of linguistic resources provided by iota expressions is ultimately a matter of mere convenience or logical aesthetics whether we are to use them or not. If the logical feature or idea you wish to convey is more clearly or easily conveyed with iota expressions, then go to town! But in principle, they are eliminable.
Similarly, there is little at stake in the dispute between the weak and the strong semantics. In fact they agree on the truth judgements of all meaningful assertions. In light of this, there seems little reason not to proceed with the strong semantics, since it provides coherent truth values to the assertions lacking a truth value in the weak semantics. The criticisms I had mentioned may be outweighed simply by having a complete assignment of truth values. The question of whether assertions made about failed definite descriptions are actually meaningful can be answered by the reply: they are meaningful, because the strong semantics provide the meaning. But again, because every idea that can be expressed in these semantics can also be expressed without it, there is nothing at stake in this decision.
This blog post is adapted from my book-in-progress, Topics in Logic, an introduction to a wide selection of topics in logic for philosophers, mathematicians, and computer scientists.
Interestingly, the syntactic notion of “well-formed” seems to play a similar role. When giving truth values to formulas in a model, we ignore the non-well-formed formulas, which could be viewed as a sort of “weak semantics for arbitrary expressions in the given language”.
Yes, this is a point about the weak semantics that I had made in an earlier draft, and which is in the book. We don’t say that is a tautology, just because the first clause is true, but rather we say it is not well formed.
I see a relatively strong disanology here. When I say the ill-formed sentence is meaningless I’m being as informative as possible as there is no sense in which I can give that sentence a non-arbitrary truthvalue anymore than I could give a meaningful truthvalue to my left hand.
OTOH when I have a sentence that contains a failed reference I can be strictly more informative and say: the sentence is true/false (under the pure exists a unique x interp) but the sentence contains a failed reference.
Calling sentences with failed references meaningless seems to needlessly collapse two different concepts together. At least at the level of formal semantics, I guess I don’t see why we ever benefit from building the assumption of valid reference into our definition of truth values. It seems to only lose information and complicate our semantics.
It seems mistaken to my mind to assume that the success of a reference is something that happens at the level of subformula rather than the sentence as a whole (as seems to be implicit in your suggestion of tension between Russell and Tarski). Rather, the assumption of reference seems much more akin to Gricean implicature.
For instance, consider the following two sentences:
Either the time traveler in my subway car was wearing green or I went to the movies.
Either the time traveler in my subway car was wearing green or there was no time traveler and I got way more high last night than I thought.
In the first sentence there is clearly an implication of successful reference and we are inclined to deem the sentence false/meaningless/etc if there was no time traveler. However, despite also having the same top level logical form (conjunction) there is no such implication in the second sentence.
Indeed, I’ve always thought that the existence of references in a sentence should be best understood in terms of Gricean implicature insofar as using a definite description without a reference is an unhelpful way to express your meaning and like other forms of Gricean implicature it can’t be analyzes at the level of sentence components (often not even the sentence) but depends on the entire communicative context.
Out of curiosity why didn’t you define the natural semantics on the atomic boolean algebra with an atom for every iota expression (or logically non-equivalent/non-equiv over T) with the sentence having a truth value only if it’s truth value is T or F. That way you end up being able to ensure that phi v ~phi is always true?
This seems like it might be useful even if I already know the truthvalue under exists unique interp and whether all references succeed.
Or am I being dumb and this doesn’t work?
This way of proceeding, if I understand your suggestion, seems equivalent to the strong semantics. The iota expressions, of course, are not assertions themselves and do not have truth values, but for the atomic expressions they appear in, if you combine your suggestion, you get the strong semantics. That seems natural to many people, and perhaps in alignment with Russell’s thinking, but I have pointed out the drawbacks, such as the fact that it doesn’t respect stipulative definition, or logical equivalence, or universal instantiation. Those seem like serioud drawbacks, and so we might think again about it.
But how would one syntactically define, axiomatize the unary predicate ‘sad’ so that one could formalize (a description of) this unique existence of this “badly juggling clown in the subway car has a sad expression”?
Oh, I wasn’t proposing to formalize the example of the sad juggling clown, but rather to use that example to illustrate the nature of definite descriptions in a way that would help us to provide a formal account of the iota operator semantics in first-order logic.