Universality and embeddability amongst the models of set theory, CTFM 2015, Tokyo, Japan

Tokyo Institute of TechnologyThis will be a talk for the Computability Theory and Foundations of Mathematics conference at the Tokyo Institute of Technology, September 7-11, 2015.  The conference is held in celebration of Professor Kazuyuki Tanaka’s 60th birthday.

Abstract. Recent results on the embeddability phenomenon and universality amongst the models of set theory are an appealing blend of ideas from set theory, model theory and computability theory. Central questions remain open.

A surprisingly vigorous embeddability phenomenon has recently been uncovered amongst the countable models of set theory. It turns out, for instance, that among these models embeddability is linear: for any two countable models of set theory, one of them embeds into the other. Indeed, one countable model of set theory $M$ embeds into another $N$ just in case the ordinals of $M$ order-embed into the ordinals of $N$. This leads to many surprising instances of embeddability: every forcing extension of a countable model of set theory, for example, embeds into its ground model, and every countable model of set theory, including every well-founded model, embeds into its own constructible universe.

V to LAlthough the embedding concept here is the usual model-theoretic embedding concept for relational structures, namely, a map $j:M\to N$ for which $x\in^M y$ if and only if $j(x)\in^N j(y)$, it is a weaker embedding concept than is usually considered in set theory, where embeddings are often elementary and typically at least $\Delta_0$-elementary. Indeed, the embeddability result is surprising precisely because we can easily prove that in many of these instances, there can be no $\Delta_0$-elementary embedding.

The proof of the embedding theorem makes use of universality ideas in digraph combinatorics, including an acyclic version of the countable random digraph, the countable random $\mathbb{Q}$-graded digraph, and higher analogues arising as uncountable Fraïssé limits, leading to the hypnagogic digraph, a universal homogeneous graded acyclic class digraph, closely connected with the surreal numbers. Thus, the methods are a blend of ideas from set theory, model theory and computability theory.

Results from Incomparable $\omega_1$-like models of set theory show that the embedding phenomenon does not generally extend to uncountable models. Current joint work of myself, Aspero, Hayut, Magidor and Woodin is concerned with questions on the extent to which the embeddings arising in the embedding theorem can exist as classes inside the models in question. Since the embeddings of the theorem are constructed externally to the model, by means of a back-and-forth-style construction, there is little reason to expect, for example, that the resulting embedding $j:M\to L^M$ should be a class in $M$. Yet, it has not yet known how to refute in ZFC the existence of a class embedding $j:V\to L$ when $V\neq L$. However, many partial results are known. For example, if the GCH fails at an uncountable cardinal, if $0^\sharp$ exists, or if the universe is a nontrivial forcing extension of some ground model, then there is no embedding $j:V\to L$. Meanwhile, it is consistent that there are non-constructible reals, yet $\langle P(\omega),\in\rangle$ embeds into $\langle P(\omega)^L,\in\rangle$.

CFTM 2015 extended abstract | Article | CFTM | Slides

The hypnagogic digraph, with applications to embeddings of the set-theoretic universe, JMM Special Session on Surreal Numbers, Seattle, January 2016

JMM 2016 SeattleThis will be an invited talk for the AMS-ASL special session on Surreal Numbers at the 2016 Joint Mathematics Meetings in Seattle, Washington, January 6-9, 2016.

Abstract. The hypnagogic digraph, a proper-class analogue of the countable random $\mathbb{Q}$-graded digraph, is a surreal-numbers-graded acyclic digraph exhibiting the set-pattern property (a form of existential-closure), making it set-homogeneous and universal for all class acyclic digraphs. A natural copy of this canonical structure arises during the course of the usual construction of the surreal number line, using as vertices the surreal-number numerals $\{\ A \mid B\ \}$.  I shall explain the construction and elementary theory of the hypnagogic digraph and describe recent uses of it in connection with embeddings of the set-theoretic universe, such as in the proof that the countable models of set theory are linearly pre-ordered by embeddability.

Slides | schedule | related article | surreal numbers (Wikipedia)

Universal structures, GC MathFest, February 2014

Midtown in WinterThis will be a talk for the CUNY Graduate Center MathFest, held on the afternoon of Februrary 4, 2014, intended for graduate-school-bound undergraduate students, including prospective students for the CUNY Graduate Center, giving them a chance to meet graduate students and faculty at the CUNY Graduate Center and see the kind of mathematics that is done here.

In this 30 minute talk, I’ll introduce the concept of a universal structure, with various examples, including the countable random graph, the surreal number line and the hypnagogic digraph.

MathFest Program/schedule

Universal structures: the countable random graph, the surreal numbers and the hypnagogic digraph, Swarthmore College, October 2013

I’ll be speaking for the Swarthmore College Mathematics and Statistics Colloquium on October 8th, 2013.

220px-Swarthmore_College_Logo_Current

 

 

 

 

Abstract.  I’ll be giving an introduction to universal structures in mathematics, where a structure $\mathcal{M}$ is universal for a class of structures, if every structure in that class arises as (isomorphic to) a substructure of $\mathcal{M}$.  For example, Cantor proved that the rational line $\mathbb{Q}$ is universal for all countable linear orders.  Is a corresponding fact true of the real line for linear orders of that size? Are there countably universal partial orders? Is there a countably universal graph? directed graph? acyclic digraph?  Is there a countably universal group? We’ll answer all these questions and more, with an account of the countable random graph, generalizations to the random graded digraphs, Fraïssé limits, the role of saturation, the surreal numbers and the hypnagogic digraph.  The talk will conclude with some very recent work on universality amongst the models of set theory.

Poster

Universality, saturation and the surreal number line, Shanghai, June 2013

Fudan bridgeThis will be a short lecture series given at the conclusion of the graduate logic class in the Mathematical Logic group at Fudan University in Shanghai, June 13, 18 (or 20), 2013.

I will present an elementary introduction to the theory of universal orders and relations and saturated structures.  We’ll start with the classical fact, proved by Cantor, that the rational line is the universal countable linear order.  But what about universal partial orders, universal graphs and other mathematical structures?  Is there a computable universal partial order?  What is the countable random graph? Which orders embed into  the power set of the natural numbers under the subset relation $\langle P(\mathbb{N}),\subset\rangle$? Proceeding to larger and larger universal orders, we’ll eventually arrive at the surreal numbers and the hypnagogic digraph.

Fudan University seal

 

Playing go with Jiachen

The countable models of set theory are linearly pre-ordered by embeddability, Rutgers, November 2012

This will be a talk for the Rutgers Logic Seminar on November 19, 2012.

Abstract.  I will speak on my recent theorem that every countable model of set theory $M$, including every well-founded model, is isomorphic to a submodel of its own constructible universe. In other words, there is an embedding $j:M\to L^M$ that is elementary for quantifier-free assertions. The proof uses universal digraph combinatorics, including an acyclic version of the countable random digraph, which I call the countable random $\mathbb{Q}$-graded digraph, and higher analogues arising as uncountable Fraisse limits, leading to the hypnagogic digraph, a set-homogeneous, class-universal, surreal-numbers-graded acyclic class digraph, closely connected with the surreal numbers. The proof shows that $L^M$ contains a submodel that is a universal acyclic digraph of rank $\text{Ord}^M$. The method of proof also establishes that the countable models of set theory are linearly pre-ordered by embeddability: for any two countable models of set theory, one of them is isomorphic to a submodel of the other.  Indeed, the bi-embeddability classes form a well-ordered chain of length $\omega_1+1$.  Specifically, the countable well-founded models are ordered by embeddability in accordance with the heights of their ordinals; every shorter model embeds into every taller model; every model of set theory $M$ is universal for all countable well-founded binary relations of rank at most $\text{Ord}^M$; and every ill-founded model of set theory is universal for all countable acyclic binary relations. Finally, strengthening a classical theorem of Ressayre, the same proof method shows that if $M$ is any nonstandard model of PA, then every countable model of set theory—in particular, every model of ZFC—is isomorphic to a submodel of the hereditarily finite sets $HF^M$ of $M$. Indeed, $HF^M$ is universal for all countable acyclic binary relations.

Article | Rutgers Logic Seminar

Every countable model of set theory is isomorphic to a submodel of its own constructible universe, Barcelona, December, 2012

This will be a talk for a set theory workshop at the University of Barcelona on December 15, 2012, organized by Joan Bagaria.

Vestíbul Universitat de Barcelona

Abstract. Every countable model of set theory $M$, including every well-founded model, is isomorphic to a submodel of its own constructible universe. In other words, there is an embedding $j:M\to L^M$ that is elementary for quantifier-free assertions. The proof uses universal digraph combinatorics, including an acyclic version of the countable random digraph, which I call the countable random $\mathbb{Q}$-graded digraph, and higher analogues arising as uncountable Fraisse limits, leading to the hypnagogic digraph, a set-homogeneous, class-universal, surreal-numbers-graded acyclic class digraph, closely connected with the surreal numbers. The proof shows that $L^M$ contains a submodel that is a universal acyclic digraph of rank $\text{Ord}^M$. The method of proof also establishes that the countable models of set theory are linearly pre-ordered by embeddability: for any two countable models of set theory, one of them is isomorphic to a submodel of the other.  Indeed, the bi-embeddability classes form a well-ordered chain of length $\omega_1+1$.  Specifically, the countable well-founded models are ordered by embeddability in accordance with the heights of their ordinals; every shorter model embeds into every taller model; every model of set theory $M$ is universal for all countable well-founded binary relations of rank at most $\text{Ord}^M$; and every ill-founded model of set theory is universal for all countable acyclic binary relations. Finally, strengthening a classical theorem of Ressayre, the same proof method shows that if $M$ is any nonstandard model of PA, then every countable model of set theory—in particular, every model of ZFC—is isomorphic to a submodel of the hereditarily finite sets $HF^M$ of $M$. Indeed, $HF^M$ is universal for all countable acyclic binary relations.

Article | Barcelona research group in set theory