# Gödel incompleteness, graduate course, Notre Dame, Fall 2024

This will be a graduate course at the University of Notre Dame.

Course title: Gödel incompleteness

Course description. We shall explore at length all aspects of the Gödel incompleteness phenomenon, covering Turing’s solution of the Entscheidungsproblem, Gödel’s argument via fixed points, arithmetization, the Hilbert program, Tarski’s theorem, Tarski via Gödel, Tarski via Russell, Tarski via Cantor, the non-collapse of the arithmetic hierarchy, Löb’s theorem, the second incompletenesss theorem via Gödel, via Grelling-Nelson, via Berry’s paradox, Smullyan incompleteness, self-reference, Kleene recursion theorem, Quines, the universal algorithm, and much more. The course will follow the gentle treatment of my book-in-progress, Ten proofs of Gödel incompleteness, with supplemental readings.

# How to find pointwise definable and Leibnizian extensions of models of arithmetic and set theory, Oxford Logic Seminar, May 2023

This will be a talk (in person) for the Logic Seminar of the Mathematics Institute of the Univerisity of Oxford, May 18, 2023 5pm, Wiles Building L3.

Abstract:  I shall present a new flexible method showing that every countable model of PA admits a pointwise definable end-extension, one in which every point is definable without parameters. Also, any model of PA of size at most continuum admits an extension that is Leibnizian, meaning that any two distinct points are separated by some expressible property. Similar results hold in set theory, where one can also achieve V=L in the extension, or indeed any suitable theory holding in an inner model of the original model.

# Pointwise definable and Leibnizian extensions of models of arithmetic and set theory, Madison Logic Seminar, April 2023

Abstract. I shall present a new flexible method showing that every countable model of PA admits a pointwise definable-elementary end-extension. Also, any model of PA of size at most continuum admits an extension that is Leibnizian, meaning that any two distinct points are separated by some expressible property. Similar results hold in set theory, where one can also achieve V=L in the extension, or indeed any suitable theory holding in an inner model of the original model.

# Pointwise definable and Leibnizian extensions of models of arithmetic and set theory, MOPA seminar CUNY, November 2022

This will be an online talk for the MOPA Seminar at CUNY on 22 November 2022 1pm. Contact organizers for Zoom access.

Abstract. I shall introduce a flexible new method showing that every countable model of PA admits a pointwise definable end-extension, one in which every individual is definable without parameters. And similarly for models of set theory, in which one may also achieve the Barwise extension result—every countable model of ZF admits a pointwise definable end-extension to a model of ZFC+V=L, or indeed any theory arising in a suitable inner model. A generalization of the method shows that every model of arithmetic of size at most continuum admits a Leibnizian extension, and similarly in set theory.

# Pseudo-countable models

[bibtex key=”Hamkins:Pseudo-countable-models”]

Download pdf at arXiv:2210.04838

Abstract. Every mathematical structure has an elementary extension to a pseudo-countable structure, one that is seen as countable inside a suitable class model of set theory, even though it may actually be uncountable. This observation, proved easily with the Boolean ultrapower theorem, enables a sweeping generalization of results concerning countable models to a rich realm of uncountable models. The Barwise extension theorem, for example, holds amongst the pseudo-countable models—every pseudo-countable model of ZF admits an end extension to a model of ZFC+V=L. Indeed, the class of pseudo-countable models is a rich multiverse of set-theoretic worlds, containing elementary extensions of any given model of set theory and closed under forcing extensions and interpreted models, while simultaneously fulfilling the Barwise extension theorem, the Keisler-Morley theorem, the resurrection theorem, and the universal finite sequence theorem, among others.

# Pointwise definable and Leibnizian models of arithmetic and set theory, realized in end extensions of a given model, Notre Dame Logic Seminar, October 2022

This will be a talk for the Notre Dame logic seminar, 11 October 2022, 2pm in Hales-Healey Hall.

Abstract.  I shall present very new results on pointwise definable and Leibnizian end-extensions of models of arithmetic and set theory. Using the universal algorithm, I shall present a new flexible method showing that every countable model of PA admits a pointwise definable $\Sigma_n$-elementary end-extension. Also, any model of PA of size at most continuum admits an extension that is Leibnizian, meaning that any two distinct points are separated by some expressible property. Similar results hold in set theory, where one can also achieve V=L in the extension, or indeed any suitable theory holding in an inner model of the original model.

# Every countable model of arithmetic or set theory has a pointwise definable end extension

[bibtex key=”Hamkins:Every-countable-model-of-arithmetic-or-set-theory-has-a-pointwise-definable-end-extension”]

arXiv:2209.12578

Abstract. According to the math tea argument, there must be real numbers that we cannot describe or define, because there are uncountably many real numbers, but only countably many definitions. And yet, the existence of pointwise definable models of set theory, in which every individual is definable without parameters, challenges this conclusion. In this article, I introduce a flexible new method for constructing pointwise definable models of arithmetic and set theory, showing furthermore that every countable model of Zermelo-Fraenkel ZF set theory and of Peano arithmetic PA has a pointwise-definable end extension. In the arithmetic case, I use the universal algorithm and its $\Sigma_n$ generalizations to build a progressively elementary tower making any desired individual $a_n$ definable at each stage $n$, while preserving these definitions through to the limit model, which can thus be arranged to be pointwise definable. A similar method works in set theory, and one can moreover achieve $V=L$ in the extension or indeed any other suitable theory holding in an inner model of the original model, thereby fulfilling the resurrection phenomenon. For example, every countable model of ZF with an inner model with a measurable cardinal has an end extension to a pointwise-definable model of $\text{ZFC}+V=L[\mu]$.

# Workshop on the Set-theoretic Multiverse, Konstanz, September 2022

Masterclass of “The set-theoretic multiverse” ten years after

Focused on mathematical and philosophical aspects of the set-theoretic multiverse and the pluralist debate in the philosophy of set theory, this workshop will have a master class on potentialism, a series of several speakers, and a panel discussion. To be held 21-22 September 2022 at the University of Konstanz, Germany. (Contact organizers for Zoom access.)

I shall make several contributions to the meeting.

### Master class tutorial on potentialism

I shall give a master class tutorial on potentialism, an introduction to the general theory of potentialism that has been emerging in recent work, often developed as a part of research on set-theoretic pluralism, but just as often branching out to a broader application. Although the debate between potentialism and actualism in the philosophy of mathematics goes back to Aristotle, recent work divorces the potentialist idea from its connection with infinity and undertakes a more general analysis of possible mathematical universes of any kind. Any collection of mathematical structures forms a potentialist system when equipped with an accessibility relation (refining the submodel relation), and one can define the modal operators of possibility $\Diamond\varphi$, true at a world when $\varphi$ is true in some larger world, and necessity $\Box\varphi$, true in a world when $\varphi$ is true in all larger worlds. The project is to understand the structures more deeply by understanding their modal nature in the context of a potentialist system. The rise of modal model theory investigates very general instances of potentialist system, for sets, graphs, fields, and so on. Potentialism for the models of arithmetic often connects with deeply philosophical ideas on ultrafinitism. And the spectrum of potentialist systems for the models of set theory reveals fundamentally different conceptions of set-theoretic pluralism and possibility.

### The multiverse view on the axiom of constructibility

I shall give a talk on the multiverse perspective on the axiom of constructibility. Set theorists often look down upon the axiom of constructibility V=L as limiting, in light of the fact that all the stronger large cardinals are inconsistent with this axiom, and furthermore the axiom expresses a minimizing property, since $L$ is the smallest model of ZFC with its ordinals. Such views, I argue, stem from a conception of the ordinals as absolutely completed. A potentialist conception of the set-theoretic universe reveals a sense in which every set-theoretic universe might be extended (in part upward) to a model of V=L. In light of such a perspective, the limiting nature of the axiom of constructibility tends to fall away.

### Panel discussion: The multiverse view—challenges for the next ten years

This will be a panel discussion on the set-theoretic multiverse, with panelists including myself, Carolin Antos-Kuby, Giorgio Venturi, and perhaps others.

# Pointwise definable end-extensions of the universe, Sophia 2022, Salzburg

This will be an online talk for the Salzburg Conference for Young Analytical Philosophy, the SOPhiA 2022 Salzburgiense Concilium Omnibus Philosophis Analyticis, with a special workshop session Reflecting on ten years of the set-theoretic multiverse. The workshop will meet Thursday 8 September 2022 4:00pm – 7:30pm.

The name of the workshop (“Reflecting on ten years…”), I was amazed to learn, refers to the period since my 2012 paper, The set-theoretic multiverse, in the Review of Symbolic Logic, in which I had first introduced my arguments and views concerning set-theoretic pluralism. I am deeply honored by this workshop highlighting my work in this way and focussing on the developments growing out of it.

In this talk, I shall engage in that discussion by presenting some very new work connecting several topics that have been prominent in discussions of the set-theoretic multiverse, namely, set-theoretic potentialism and pointwise definability.

Abstract. Using the universal algorithm and its generalizations, I shall present new work on the possibility of end-extending any given countable model of arithmetic or set theory to a pointwise definable model, one in which every object is definable without parameters. Every countable model of Peano arithmetic, for example, admits an end-extension to a pointwise definable model. And similarly, every countable model of ZF set theory admits an end-extension to a pointwise definable model of ZFC+V=L, as well as to pointwise definable models of other sufficient theories, accommodating large cardinals. I shall discuss the philosophical significance of these results in the philosophy of set theory with a view to potentialism and the set-theoretic multiverse.

# Nonlinearity and illfoundedness in the hierarchy of large cardinal consistency strength

[bibtex key=”Hamkins:Nonlinearity-in-the-hierarchy-of-large-cardinal-consistency-strength”]

arXiv:2208.07445

Abstract. Many set theorists point to the linearity phenomenon in the hierarchy of consistency strength, by which natural theories tend to be linearly ordered and indeed well ordered by consistency strength. Why should it be linear? In this paper I present counterexamples, natural instances of nonlinearity and illfoundedness in the hierarchy of large cardinal consistency strength, as natural or as nearly natural as I can make them. I present diverse cautious enumerations of ZFC and large cardinal set theories, which exhibit incomparability and illfoundedness in consistency strength, and yet, I argue, are natural. I consider the philosophical role played by “natural” in the linearity phenomenon, arguing ultimately that we should abandon empty naturality talk and aim instead to make precise the mathematical and logical features we had found desirable.

# Nonlinearity and illfoundedness in the hierarchy of consistency strength and the question of naturality, Italy (AILA), September 2022

This will be a talk for the meeting of The Italian Association for Logic and its Applications (AILA) in Caserta, Italy 12-15 September 2022.

Abstract. Set theorists and philosophers of mathematics often point to a mystery in the foundations of mathematics, namely, that our best and strongest mathematical theories seem to be linearly ordered and indeed well-ordered by consistency strength. Why should it be? The phenomenon is thought to carry profound significance for the philosophy of mathematics, perhaps pointing us toward the ultimately correct mathematical theories, the “one road upward.” And yet, we know as a purely formal matter that the hierarchy of consistency strength is not well-ordered. It is ill-founded, densely ordered, and nonlinear. The statements usually used to illustrate these features, however, are often dismissed as unnatural or as Gödelian trickery. In this talk, I aim to rebut that criticism by presenting a variety of natural hypotheses that reveal ill-foundedness in consistency strength, density in the hierarchy of consistency strength, and incomparability in consistency strength.

# Nonlinearity in the hierarchy of large cardinal consistency strength

This is currently a draft version only of my article-in-progress on the topic of linearity in the hierarchy of consistency strength, especially with large cardinals. Comments are very welcome, since I am still writing the article. Please kindly send me comments by email or just post here.

This article will be the basis of the Weeks 7 & 8 discussion in the Graduate Philosophy of Logic seminar I am currently running with Volker Halbach at Oxford in Hilary term 2021.

I present instances of nonlinearity and illfoundedness in the hierarchy of large cardinal consistency strength—as natural or as nearly natural as I can make them—and consider philosophical aspects of the question of naturality with regard to this phenomenon.

It is a mystery often mentioned in the foundations of mathematics, a fundamental phenomenon to be explained, that our best and strongest mathematical theories seem to be linearly ordered and indeed well-ordered by consistency strength. Given any two of the familiar large cardinal hypotheses, for example, generally one of them will prove the consistency of the other.

Why should it be linear? Why should the large cardinal notions line up like this, when they often arise from completely different mathematical matters? Measurable cardinals arise from set-theoretic issues in measure theory; Ramsey cardinals generalize ideas in graph coloring combinatorics; compact cardinals arise with compactness properties of infinitary logic. Why should these disparate considerations lead to principles that are linearly related by direct implication and consistency strength?

The phenomenon is viewed by many in the philosophy of mathematics as significant in our quest for mathematical truth. In light of Gödel incompleteness, after all, we must eternally seek to strengthen even our best and strongest theories. Is the linear hierarchy of consistency strength directing us along the elusive path, the “one road upward” as John Steel describes it, toward the final, ultimate mathematical truth? That is the tantalizing possibility.

Meanwhile, we do know as a purely formal matter that the hierarchy of consistency strength is not actually well-ordered—it is ill-founded, densely ordered, and nonlinear. The statements usually used to illustrate these features, however, are weird self-referential assertions constructed in the Gödelian manner via the fixed-point lemma—logic-game trickery, often dismissed as unnatural.

Many set theorists claim that amongst the natural assertions, consistency strengths remain linearly ordered and indeed well ordered. H. Friedman refers to “the apparent comparability of naturally occurring logical strengths as one of the great mysteries of [the foundations of mathematics].” Andrés Caicedo says,

It is a remarkable empirical phenomenon that we indeed have comparability for natural theories. We expect this to always be the case, and a significant amount of work in inner model theory is guided by this belief.

Stephen G. Simpson writes:

It is striking that a great many foundational theories are linearly ordered by <. Of course it is possible to construct pairs of artificial theories which are incomparable under <. However, this is not the case for the “natural” or non-artificial theories which are usually regarded as significant in the foundations of mathematics. The problem of explaining this observed regularity is a challenge for future foundational research.

John Steel writes “The large cardinal hypotheses [the ones we know] are themselves wellordered by consistency strength,” and he formulates what he calls the “vague conjecture” asserting that

If T is a natural extension of ZFC, then there is an extension H axiomatized by large cardinal hypotheses such that T ≡ Con H. Moreover, ≤ Con is a prewellorder of the natural extensions of ZFC. In particular, if T and U are natural extensions of ZFC, then either T ≤ Con U or U ≤ Con T.

Peter Koellner writes

Remarkably, it turns out that when one restricts to those theories that “arise in nature” the interpretability ordering is quite simple: There are no descending chains and there are no incomparable elements—the interpretability ordering on theories that “arise in nature” is a wellordering.

Let me refer to this position as the natural linearity position, the assertion that all natural assertions of mathematics are linearly ordered by consistency strength. The strong form of the position, asserted by some of those whom I have cited above, asserts that the natural assertions of mathematics are indeed well-ordered by consistency strength. By all accounts, this view appears to be widely held in large cardinal set theory and the philosophy of set theory.

Despite the popularity of this position, I should like in this article to explore the contrary view and directly to challenge the natural linearity position.

Main Question. Can we find natural instances of nonlinearity and illfoundedness in the hierarchy of consistency strength?

I shall try my best.

You have to download the article to see my candidates for natural instances of nonlinearity in the hierarchy of large cardinal consistency strength, but I can tease you a little by mentioning that there are various cautious enumerations of the ZFC axioms which actually succeed in enumerating all the ZFC axioms, but with a strictly weaker consistency strength than the usual (incautious) enumeration. And similarly there are various cautious versions of the large cardinal hypothesis, which are natural, but also incomparable in consistency strength.

(Please note that it was Uri Andrews, rather than Uri Abraham, who settled question 16 with the result of theorem 17. I have corrected this from an earlier draft.)

# A review of the Gödel fixed-point lemma, with generalizations and applications

This brief unpublished note (11 pages) contains an overview of the Gödel fixed-point lemma, along with several generalizations and applications, written for use in the Week 3 lecture of the Graduate Philosophy of Logic seminar that I co-taught with Volker Halbach at Oxford in Hilary term 2021. The theme of the seminar was self-reference, truth, and consistency strengths, and in this lecture we discussed the nature of Gödel’s fixed-point lemma and generalizations, with various applications in logic.

Contents

1. Introduction
2. Gödel’s fixed-point lemma
An application to the Gödel incompleteness theorem
3. Finite self-referential schemes
An application to nonindependent disjunctions of independent sentences
4. Gödel-Carnap fixed point lemma
Deriving the double fixed-point lemma as a consequence
An application to the provability version of Yablo’s paradox
5. Kleene recursion theorem
An application involving computable numbers
An application involving the universal algorithm
An application to Quine programs and Ouroborous chains
6. References

# Can there be natural instances of nonlinearity in the hierarchy of consistency strength? UWM Logic Seminar, January 2021

This is a talk for the University of Wisconsin, Madison Logic Seminar, 25 January 2020 1 pm (7 pm UK).

The talk will be held online via Zoom ID: 998 6013 7362.

Abstract. It is a mystery often mentioned in the foundations of mathematics that our best and strongest mathematical theories seem to be linearly ordered and indeed well-ordered by consistency strength. Given any two of the familiar large cardinal hypotheses, for example, generally one of them proves the consistency of the other. Why should this be? The phenomenon is seen as significant for the philosophy of mathematics, perhaps pointing us toward the ultimately correct mathematical theories. And yet, we know as a purely formal matter that the hierarchy of consistency strength is not well-ordered. It is ill-founded, densely ordered, and nonlinear. The statements usually used to illustrate these features are often dismissed as unnatural or as Gödelian trickery. In this talk, I aim to overcome that criticism—as well as I am able to—by presenting a variety of natural hypotheses that reveal ill-foundedness in consistency strength, density in the hierarchy of consistency strength, and incomparability in consistency strength.

The talk should be generally accessible to university logic students, requiring little beyond familiarity with the incompleteness theorem and some elementary ideas from computability theory.

# Set-theoretic and arithmetic potentialism: the state of current developments, CACML 2020

This will be a plenary talk for the Chinese Annual Conference on Mathematical Logic (CACML 2020), held online 13-15 November 2020. My talk will be held 14 November 17:00 Beijing time (9 am GMT).

Abstract. Recent years have seen a flurry of mathematical activity in set-theoretic and arithmetic potentialism, in which we investigate a collection of models under various natural extension concepts. These potentialist systems enable a modal perspective—a statement is possible in a model, if it is true in some extension, and necessary, if it is true in all extensions. We consider the models of ZFC set theory, for example, with respect to submodel extensions, rank-extensions, forcing extensions and others, and these various extension concepts exhibit different modal validities. In this talk, I shall describe the state of current developments, including the most recent tools and results.