Bi-interpretation of weak set theories, Oberwolfach, April 2020

This will be a talk for the workshop in Set Theory at the Mathematisches Forschungsinstitute Oberwolfach, April 5-11, 2020. 

Note: the conference has been cancelled due to concerns over the Coronavirus-19. (Meanwhile, I have given the talk for the Oxford Set Theory Seminar — see below.)

Abstract: Set theory exhibits a truly robust mutual interpretability phenomenon: in any model of one set theory we can define models of diverse other set theories and vice versa. In any model of ZFC, we can define models of ZFC + GCH and also of ZFC + ¬CH and so on in hundreds of cases. And yet, it turns out, in no instance do these mutual interpretations rise to the level of bi-interpretation. Ali Enayat proved that distinct theories extending ZF are never bi-interpretable, and models of ZF are bi-interpretable only when they are isomorphic. So there is no nontrivial bi-interpretation phenomenon in set theory at the level of ZF or above.  Nevertheless, for natural weaker set theories, we prove, including ZFC- without power set and Zermelo set theory Z, there are nontrivial instances of bi-interpretation. Specifically, there are well-founded models of ZFC- that are bi-interpretable, but not isomorphic—even $\langle H_{\omega_1},\in\rangle$ and $\langle H_{\omega_2},\in\rangle$ can be bi-interpretable—and there are distinct bi-interpretable theories extending ZFC-. Similarly, using a construction of Mathias, we prove that every model of ZF is bi-interpretable with a model of Zermelo set theory in which the replacement axiom fails. This is joint work with Alfredo Roque Freire.

Since the Oberwolfach meeting had been canceled, I gave the talk for the Oxford Set Theory Seminar on 20 May 2020.

Bi-interpretation in weak set theories

    • A. R. Freire and J. D. Hamkins, “Bi-interpretation in weak set theories,” Mathematics arXiv, 2020. (Under review)  
      @ARTICLE{FreireHamkins:Bi-interpretation-in-weak-set-theories,
      author = {Alfredo Roque Freire and Joel David Hamkins},
      title = {Bi-interpretation in weak set theories},
      journal = {Mathematics arXiv},
      year = {2020},
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      note = {Under review},
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      eprint = {2001.05262},
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      }

Bi-interpretation in set theory, Bristol, February 2020

This will be a talk for the Logic and Set Theory seminar at the University of Bristol, on 25 February, 2020.

Abstract: In contrast to the robust mutual interpretability phenomenon in set theory, Ali Enayat proved that bi-interpretation is absent: distinct theories extending ZF are never bi-interpretable and models of ZF are bi-interpretable only when they are isomorphic. Nevertheless, for natural weaker set theories, we prove, including Zermelo-Fraenkel set theory ZFC- without power set and Zermelo set theory Z, there are nontrivial instances of bi-interpretation. Specifically, there are well-founded models of ZFC- that are bi-interpretable, but not isomorphic—even $\langle H_{\omega_1},\in\rangle$ and $\langle H_{\omega_2},\in\rangle$ can be bi-interpretable—and there are distinct bi-interpretable theories extending ZFC-. Similarly, using a construction of Mathias, we prove that every model of ZF is bi-interpretable with a model of Zermelo set theory in which the replacement axiom fails. This is joint work with Alfredo Roque Freire.

Bi-interpretation in weak set theories

Bi-interpretation in weak set theories

  • A. R. Freire and J. D. Hamkins, “Bi-interpretation in weak set theories,” Mathematics arXiv, 2020. (Under review)  
    @ARTICLE{FreireHamkins:Bi-interpretation-in-weak-set-theories,
    author = {Alfredo Roque Freire and Joel David Hamkins},
    title = {Bi-interpretation in weak set theories},
    journal = {Mathematics arXiv},
    year = {2020},
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    number = {},
    pages = {},
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    note = {Under review},
    abstract = {},
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    url = {http://jdh.hamkins.org/bi-interpretation-in-weak-set-theories},
    eprint = {2001.05262},
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    }

Abstract. In contrast to the robust mutual interpretability phenomenon in set theory, Ali Enayat proved that bi-interpretation is absent: distinct theories extending ZF are never bi-interpretable and models of ZF are bi-interpretable only when they are isomorphic. Nevertheless, for natural weaker set theories, we prove, including Zermelo-Fraenkel set theory $\newcommand\ZFCm{\text{ZFC}^-}\ZFCm$ without power set and Zermelo set theory Z, there are nontrivial instances of bi-interpretation. Specifically, there are well-founded models of ZFC- that are bi-interpretable, but not isomorphic — even $\langle H_{\omega_1},\in\rangle$ and $\langle H_{\omega_2},\in\rangle$ can be bi-interpretable — and there are distinct bi-interpretable theories extending ZFC-. Similarly, using a construction of Mathias, we prove that every model of ZF is bi-interpretable with a model of Zermelo set theory in which the replacement axiom fails.

Set theory exhibits a robust mutual interpretability phenomenon: in a given model of set theory, we can define diverse other interpreted models of set theory. In any model of Zermelo-Fraenkel ZF set theory, for example, we can define an interpreted model of ZFC + GCH, via the constructible universe, as well as definable interpreted models of ZF + ¬AC, of ZFC + MA + ¬CH, of ZFC + $\mathfrak{b}<\mathfrak{d}$, and so on for hundreds of other theories. For these latter theories, set theorists often use forcing to construct outer models of the given model; but nevertheless the Boolean ultrapower method provides definable interpreted models of these theories inside the original model (explained in theorem 7). Similarly, in models of ZFC with large cardinals, one can define fine-structural canonical inner models with large cardinals and models of ZF satisfying various determinacy principles, and vice versa. In this way, set theory exhibits an abundance of natural mutually interpretable theories.

Do these instances of mutual interpretation fulfill the more vigourous conception of bi-interpretation? Two models or theories are mutually interpretable, when merely each is interpreted in the other, whereas bi-interpretation requires that the interpretations are invertible in a sense after iteration, so that if one should interpret one model or theory in the other and then re-interpret the first theory inside that, then the resulting model should be definably isomorphic to the original universe (precise definitions in sections 2 and 3). The interpretations mentioned above are not bi-interpretations, for if we start in a model of ZFC+¬CH and then go to L in order to interpret a model of ZFC+GCH, then we’ve already discarded too much set-theoretic information to expect that we could get a copy of our original model back by interpreting inside L. This problem is inherent, in light of the following theorem of Ali Enayat, showing that indeed there is no nontrivial bi-interpretation phenomenon to be found amongst the set-theoretic models and theories satisfying ZF. In interpretation, one must inevitably discard set-theoretic information.

Theorem. (Enayat 2016)

  1. ZF is solid: no two models of ZF are bi-interpretable.
  2. ZF is tight: no two distinct theories extending ZF are bi-interpretable.

The proofs of these theorems, provided in section 6, seem to use the full strength of ZF, and Enayat had consequently inquired whether the solidity/tightness phenomenon somehow required the strength of ZF set theory. In this paper, we shall find support for that conjecture by establishing nontrivial instances of bi-interpretation in various natural weak set theories, including Zermelo-Fraenkel theory $\ZFCm$, without the power set axiom, and Zermelo set theory Z, without the replacement axiom.

Main Theorems

  1. $\ZFCm$ is not solid: there are well-founded models of $\ZFCm$ that are bi-interpretable, but not isomorphic.
  2. Indeed, it is relatively consistent with ZFC that $\langle H_{\omega_1},\in\rangle$ and $\langle H_{\omega_2},\in\rangle$ are bi-interpretable.
  3. $\ZFCm$ is not tight: there are distinct bi-interpretable extensions of $\ZFCm$.
  4. Z is not solid: there are well-founded models of Z that are bi-interpretable, but not isomorphic.
  5. Indeed, every model of ZF is bi-interpretable with a transitive inner model of Z in which the replacement axiom fails.
  6. Z is not tight: there are distinct bi-interpretable extensions of Z.

    These claims are made and proved in theorems 20, 17, 21 and 22. We shall in addition prove the following theorems on this theme:

  7. Well-founded models of ZF set theory are never mutually interpretable.
  8. The Väänänen internal categoricity theorem does not hold for $\ZFCm$, not even for well-founded models.

These are theorems 14 and 16. Statement (8) concerns the existence of a model $\langle M,\in,\bar\in\rangle$ satisfying $\ZFCm(\in,\bar\in)$, meaning $\ZFCm$ in the common language with both predicates, using either $\in$ or $\bar\in$ as the membership relation, such that $\langle M,\in\rangle$ and $\langle M,\bar\in\rangle$ are not isomorphic.

Read more in the full article:

  • A. R. Freire and J. D. Hamkins, “Bi-interpretation in weak set theories,” Mathematics arXiv, 2020. (Under review)  
    @ARTICLE{FreireHamkins:Bi-interpretation-in-weak-set-theories,
    author = {Alfredo Roque Freire and Joel David Hamkins},
    title = {Bi-interpretation in weak set theories},
    journal = {Mathematics arXiv},
    year = {2020},
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    pages = {},
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    note = {Under review},
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    url = {http://jdh.hamkins.org/bi-interpretation-in-weak-set-theories},
    eprint = {2001.05262},
    archivePrefix = {arXiv},
    primaryClass = {math.LO},
    }

Philosophy meets maths, Oxford, January 2020

This will be a fun talk for the Philosophy Plus Science Taster Day, a fun day of events for prospective students in the joint philosophy degrees, whether Mathematics & Philosophy, Physics & Philosophy or Computer Science & Philosophy. The talk will be Friday 10th January in the Andrew Wiles building.

Abstract. In this talk, we shall pose and solve various fun puzzles in epistemic logic, which is to say, puzzles involving reasoning about knowledge, including one’s own knowledge or the knowledge of other people, including especially knowledge of knowledge or knowledge of the lack of knowledge. We’ll discuss several classic puzzles of common knowledge, such as the two-generals problem, Cheryl’s birthday problem, and the blue-eyed islanders, as well as several new puzzles. Please come and enjoy!

Modal model theory, STUK 4, Oxford, December 2019

This will be my talk for the Set Theory in the United Kingdom 4, a conference to be held in Oxford on 14 December 2019. I am organizing the conference with Sam Adam-Day. 

Modal model theory

Abstract. I shall introduce the subject of modal model theory, a research effort bringing modal concepts and vocabulary into model theory. For any first-order theory T, we may naturally consider the models of T as a Kripke model under the submodel relation, and thereby naturally expand the language of T to include the modal operators. In the class of all graphs, for example, a statement is possible in a graph, if it is true in some larger graph, having that graph as an induced subgraph, and a statement is necessary when it is true in all such larger graphs. The modal expansion of the language is quite powerful: in graphs it can express k-colorability and even finiteness and countability. The main idea applies to any collection of models with an extension concept. The principal questions are: what are the modal validities exhibited by the class of models or by individual models? For example, a countable graph validates S5 for graph theoretic assertions with parameters, for example, just in case it is the countable random graph; and without parameters, just in case it is universal for all finite graphs. Similar results apply with digraphs, groups, fields and orders. This is joint work with Wojciech Wołoszyn.

Hand-written lecture notes

The $\Sigma_1$-definable universal finite sequence

  • J. D. Hamkins and K. J. Williams, “The $\Sigma_1$-definable universal finite sequence,” ArXiv e-prints, 2019. (Under review)  
    @ARTICLE{HamkinsWilliams:The-universal-finite-sequence,
    author = {Joel David Hamkins and Kameryn J. Williams},
    title = {The $\Sigma_1$-definable universal finite sequence},
    journal = {ArXiv e-prints},
    year = {2019},
    volume = {},
    number = {},
    pages = {},
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    note = {Under review},
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    keywords = {under-review},
    eprint = {1909.09100},
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Abstract. We introduce the $\Sigma_1$-definable universal finite sequence and prove that it exhibits the universal extension property amongst the countable models of set theory under end-extension. That is, (i) the sequence is $\Sigma_1$-definable and provably finite; (ii) the sequence is empty in transitive models; and (iii) if $M$ is a countable model of set theory in which the sequence is $s$ and $t$ is any finite extension of $s$ in this model, then there is an end extension of $M$ to a model in which the sequence is $t$. Our proof method grows out of a new infinitary-logic-free proof of the Barwise extension theorem, by which any countable model of set theory is end-extended to a model of $V=L$ or indeed any theory true in a suitable submodel of the original model. The main theorem settles the modal logic of end-extensional potentialism, showing that the potentialist validities of the models of set theory under end-extensions are exactly the assertions of S4. Finally, we introduce the end-extensional maximality principle, which asserts that every possibly necessary sentence is already true, and show that every countable model extends to a model satisfying it.

  • The universal algorithm,
    • J. D. Hamkins and H. W. Woodin, “The universal finite set,” ArXiv e-prints, pp. 1-16, 2017. (Manuscript under review)  
      @ARTICLE{HamkinsWoodin:The-universal-finite-set,
      author = {Joel David Hamkins and W. Hugh Woodin},
      title = {The universal finite set},
      journal = {ArXiv e-prints},
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      pages = {1--16},
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      note = {Manuscript under review},
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      doi = {},
      eprint = {1711.07952},
      archivePrefix = {arXiv},
      primaryClass = {math.LO},
      url = {http://jdh.hamkins.org/the-universal-finite-set},
      }
  • The modal logic of arithmetic potentialism,
    • J. D. Hamkins, “The modal logic of arithmetic potentialism and the universal algorithm,” ArXiv e-prints, pp. 1-35, 2018. (Under review)  
      @ARTICLE{Hamkins:The-modal-logic-of-arithmetic-potentialism,
      author = {Joel David Hamkins},
      title = {The modal logic of arithmetic potentialism and the universal algorithm},
      journal = {ArXiv e-prints},
      year = {2018},
      volume = {},
      number = {},
      pages = {1--35},
      month = {},
      eprint = {1801.04599},
      archivePrefix = {arXiv},
      primaryClass = {math.LO},
      note = {Under review},
      url = {http://wp.me/p5M0LV-1Dh},
      abstract = {},
      keywords = {under-review},
      source = {},
      doi = {},
      }
  • A new proof of the Barwise extension theorem
  • Kameryn’s blog post about the paper


I know that you know that I know that you know…. Oxford, October 2019

This will be a fun start-of-term Philosophy Undergraduate Welcome Lecture for philosophy students at Oxford in the Mathematics & Philosophy, Physics & Philosophy, Computer Science & Philosophy, and Philosophy & Linguistics degrees. New students are especially encouraged, but everyone is welcome! The talk is open to all. The talk will be Wednesday 16th October, 5-6 pm in the Mathematical Institute, with wine and nibbles afterwards.

Abstract. In this talk, we shall pose and solve various fun puzzles in epistemic logic, which is to say, puzzles involving reasoning about knowledge, including one’s own knowledge or the knowledge of other people, including especially knowledge of knowledge or knowledge of the lack of knowledge. We’ll discuss several classic puzzles of common knowledge, such as the two-generals problem, Cheryl’s birthday problem, and the blue-eyed islanders, as well as several new puzzles. Please come and enjoy!

Philosophy Faculty announcement of talk

Lectures on the philosophy of mathematics, Oxford, Michaelmas term 2019

This will be a series of self-contained lectures on the philosophy of mathematics, given at Oxford University in Michaelmas term 2019. We will be meeting in the Radcliffe Humanities Lecture Room at the Faculty of Philosophy every Friday 12-1 during term.

All interested parties are welcome. The lectures are intended principally for students preparing for philosophy exam paper 122 at the University of Oxford.

Euclid detail from The School of Athens painting by Raphael

The lectures will be organized loosely around mathematical themes, in such a way I hope that brings various philosophical issues naturally to light. The lectures will be based on my new book, forthcoming with MIT Press.

There are tentative plans to make the lectures available by video. I shall post further details concerning this later.

Lecture 1. Numbers. Numbers are perhaps the essential mathematical idea, but what are numbers? We have many kinds of numbers—natural numbers, integers, rational numbers, real numbers, complex numbers, hyperreal numbers, surreal numbers, ordinal numbers, and more—and these number systems provide a fruitful background for classical arguments on incommensurability and transcendentality, while setting the stage for discussions of platonism, logicism, the nature of abstraction, the significance of categoricity, and structuralism.

Lecture 2. Rigour. Let us consider the problem of mathematical rigour in the development of the calculus. Informal continuity concepts and the use of infinitesimals ultimately gave way to formal epsilon-delta limit concepts, which provided a capacity for refined notions, such as uniform continuity, equicontinuity and uniform convergence. Nonstandard analysis resurrected the infinitesimal concept on a more secure foundation, providing a parallel development of the subject, which can be understood from various sweeping perspectives. Meanwhile, increasing abstraction emerged in the function concept, which we shall illustrate with the Devil’s staircase, space-filling curves and the Conway base 13 function. Whether the indispensibility of mathematics for science grounds mathematical truth is put in question on the view known as fictionalism.

Lecture 3. Infinity. We shall follow the allegory of Hilbert’s hotel and the paradox of Galileo to the equinumerosity relation and the notion of countability. Cantor’s diagonal arguments, meanwhile, reveal uncountability and a vast hierarchy of different orders of infinity; some arguments give rise to the distinction between constructive and non-constructive proof. Zeno’s paradox highlights classical ideas on potential versus actual infinity. Time permitting, we shall count into the transfinite ordinals.

Lecture 4. Geometry. Classical Euclidean geometry, accompanied by its ideal of straightedge and compass construction and the Euclidean concept of proof, is an ageless paragon of deductive mathematical reasoning. Yet, the impossibility of certain constructions, such as doubling the cube, trisecting the angle or squaring the circle, hints at geometric realms beyond Euclid, and leads one to the concept of constructible and non-constructible numbers. The rise of non-Euclidean geometry, especially in light of scientific observations and theories suggesting that physical reality may not be Euclidean, challenges previous accounts of what geometry is about and changes our understanding of the nature of geometric and indeed mathematical ontology. New formalizations, such as those of Hilbert and Tarski, replace the old axiomatizations, augmenting and correcting Euclid with axioms on completeness and betweenness. Ultimately, Tarski’s decision procedure hints at the tantalizing possibility of automation in our geometrical reasoning.

Lecture 5. Proof. What is proof? What is the relation between proof and truth? Is every mathematical truth, true for a reason? After clarifying the distinction between syntax and semantics, we shall discuss new views on the dialogical nature of proof. With formal proof systems, we shall highlight the importance of soundness, completeness and verifiability in any such system, outlining the central ideas used in proving the completeness theorem. The compactness theorem distills the finiteness of proofs into an independent purely semantic consequence. Computer-verified proof promises increasing significance; it’s role is well illustrated by the history of the four-color theorem. Nonclassical logics, such as intuitionistic logic, arise naturally from formal systems by weakenings of the logical rules.

Lecture 6. Computability. What is computability? Gödel defined the primitive recursive functions, a robust class of computable functions, yet he gave reasons to despair of a fully satisfactory answer. Nevertheless, Turing’s machine concept, growing out of a careful philosophical analysis of computability, laid a foundation for the contemporary computer era; the widely accepted Church-Turing thesis asserts that Turing has the right notion. The distinction between computable decidability and computable enumerability, highlighted by the undecidability of the halting problem, shows that not all mathematical problems can be solved by machine, and a vast hierarchy looms in the Turing degrees, an infinitary information theory. Complexity theory refocuses the subject on the realm of feasible computation, with the still-unsolved P vs. NP problem standing in the background of nearly every serious issue in theoretical computer science.

Lecture 7. Incompleteness. The Hilbert program, seeking to secure the consistency of higher mathematics by finitary reasoning about the formal system underlying it, was dashed by Gödel’s incompleteness theorems, which show that no consistent formal system can prove even its own consistency, let alone the consistency of a higher system. We shall describe several proofs of the first incompleteness theorem, via the halting problem, via self-reference, and via definability. After this, we’ll discuss the second incompleteness theorem, the Rosser variation, and Tarski on the non-definability of truth. Ultimately, one is led to the inherent hierarchy of consistency strength underlying all mathematical theories.

Lecture 8. Set theory. We shall discuss the emergence of set theory as a foundation of mathematics. Cantor founded the subject with key set-theoretic insights, but Frege’s formal theory was naive, refuted by the Russell paradox. Zermelo’s set theory, in contrast, grew ultimately into the successful contemporary theory, founded upon the cumulative conception. Set theory was simultaneously a new mathematical subject, with its own motivating questions and tools, but also a new foundational theory, with a capacity to represent essentially arbitrary abstract mathematical structure. Sophisticated technical developments, including especially the forcing method and discoveries in the large cardinal hierarchy, led to a necessary engagement with deep philosophical concerns, such as the criteria by which one adopts new mathematical axioms and set-theoretic pluralism.

Introducing modal model theory

Let me introduce to you the topic of modal model theory, injecting some ideas from modal logic into the traditional subject of model theory in mathematical logic.

For example, we may consider the class of all models of some first-order theory, such as the class of all graphs, or the class of all groups, or all fields or what have you. In general, we have $\newcommand\Mod{\text{Mod}}\Mod(T)$, where $T$ is a first-order theory in some language $L$.

We may consider $\Mod(T)$ as a potentialist system, a Kripke model of possible worlds, where each model accesses the larger models, of which it is a submodel. So $\newcommand\possible{\Diamond}\possible\varphi$ is true at a model $M$, if there is a larger model $N$ in which $\varphi$ holds, and $\newcommand\necessary{\Box}\necessary\varphi$ is true at $M$, if $\varphi$ holds in all larger models.

In this way, we enlarge the language $L$ to include these modal operators. Let $\possible(L)$ be the language obtained by closing $L$ under the modal operators and Boolean connectives; and let $L^\possible$ also close under quantification. The difference is whether a modal operator falls under the scope of a quantifier.

Recently, in a collaborative project with Wojciech Aleksander Wołoszyn, we made some progress, which I’d like to explain. (We also have many further results, concerning the potentialist validities of various natural instances of $\Mod(T)$, but those will wait for another post.)

Theorem. If models $M$ and $N$ are elementarily equivalent, that is, if they have the same theory in the language of $L$, then they also have the same theory in the modal language $\possible(L)$.

Proof. We show that whenever $M\equiv N$ in the language of $L$, then $M\models\varphi\iff N\models\varphi$ for sentences $\varphi$ in the modal language $\possible(L)$, by induction on $\varphi$.

Of course, by assumption the statement is true for sentences $\varphi$ in the base language $L$. And the property is clearly preserved by Boolean combinations. What remains is the modal case. Suppose that $M\equiv N$ and $M\models\possible\varphi$. So there is some extension model $M\subset W\models\varphi$.

Since $M\equiv N$, it follows by the Keisler-Shelah theorem that $M$ and $N$ have isomorphic ultrapowers $\prod_\mu M\cong\prod_\mu N$, for some ultrafilter $\mu$. It is easy to see that isomorphic structures satisfy exactly the same modal assertions in the class of all models of a theory. Since $M\subset W$, it follows that the ultrapower of $M$ is extended to (a copy of) the ultrapower of $W$, and so $\prod_\mu M\models\possible\varphi$, and therefore also $\prod_\mu N\models\possible\varphi$. From this, since $N$ embeds into its ultrapower $\prod_\mu N$, it follows also that $N\models\possible\varphi$, as desired. $\Box$

Corollary. If one model elementarily embeds into another $M\prec N$, in the language $L$ of these structures, then this embedding is also elementary in the language $\possible(L)$.

Proof. To say $M\prec N$ in language $L$ is the same as saying that $M\equiv N$ in the language $L_M$, where we have added constants for every element of $M$, and interpreted these constants in $N$ via the embedding. Thus, by the theorem, it follows that $M\equiv N$ in the language $\possible(L_M)$, as desired. $\Box$

For example, every model $M$ is elementarily embedding into its ultrapowers $\prod_\mu M$, in the language $\possible(L)$.

We’d like to point out next that these results do not extend to elementary equivalence in the full modal language $L^\possible$.

For a counterexample, let’s work in the class of all simple graphs, in the language with a binary predicate for the edge relation. (We’ll have no parallel edges, and no self-edges.) So the accessibility relation here is the induced subgraph relation.

Lemma. The 2-colorability of a graph is expressible in $\possible(L)$. Similarly for $k$-colorability for any finite $k$.

Proof. A graph is 2-colorable if we can partition its vertices into two sets, such that a vertex is in one set if and only if all its neighbors are in the other set. This can be effectively coded by adding two new vertices, call them red and blue, such that every node (other than red and blue) is connected to exactly one of these two points, and a vertex is connected to red if and only if all its neighbors are connected to blue, and vice versa. If the graph is $2$-colorable, then there is an extension realizing this statement, and if there is an extension realizing the statement, then (even if more than two points were added) the original graph must be $2$-colorable. $\Box$

A slightly more refined observation is that for any vertex $x$ in a graph, we can express the assertion, “the component of $x$ is $2$-colorable” by a formula in the language $\possible(L)$. We simply make the same kind of assertion, but drop the requirement that every node gets a color, and insist only that $x$ gets a color and the coloring extends from a node to any neighbor of the node, thereby ensuring the full connected component will be colored.

Theorem. There are two graphs that are elementary equivalent in the language $L$ of graph theory, and hence also in the language $\possible(L)$, but they are not elementarily equivalent in the full modal language $L^\possible$.

Proof. Let $M$ be a graph consisting of disjoint copies of a 3-cycle, a 5-cycle, a 7-cycle, and so on, with one copy of every odd-length cycle. Let $M^*$ be an ultrapower of $M$ by a nonprincipal ultrafilter.

Thus, $M^*$ will continue to have one 3-cycle, one 5-cycle, one 7-cycle and on on, for all the finite odd-length cycles, but then $M^*$ will have what it thinks are non-standard odd-length cycles, except that it cannot formulate the concept of “odd”. What it actually has are a bunch of $\mathbb{Z}$-chains.

In particular, $M^*$ thinks that there is an $x$ whose component is $2$-colorable, since a $\mathbb{Z}$-chain is $2$-colorable.

But $M$ does not think that there is an $x$ whose component is $2$-colorable, because an odd-length finite cycle is not $2$-colorable. $\Box$.

Since we used an ultrapower, the same example also shows that the corollary above does not generalize to the full modal language. That is, we have $M$ embedding elementarily into its ultrapower $M^*$, but it is not elementary in the language $L^\possible$.

Let us finally notice that the Łoś theorem for ultraproducts fails even in the weaker modal language $\possible(L)$.

Theorem. There are models $M_i$ for $i\in\mathbb{N}$ and a sentence $\varphi$ in the language of these models, such that every nonprincipal ultraproduct $\prod_\mu M_i$ satisfies $\possible\varphi$, but no $M_i$ satisfies $\possible\varphi$. .

Proof. In the class of all graphs, using the language of graph theory, let the $M_i$ be all the odd-length cycles. The ultraproduct $\prod_\mu M_i$ consists entirely of $\mathbb{Z}$-chains. In particular, the ultraproduct graph is $2$-colorable, but none of the $M_i$ are $2$-colorable. $\Box$

Alan Turing’s theory of computation, Oxford and Cambridge Club, June 2019

I shall speak for the Oxford and Cambridge Club, in a joint event hosted by Maths and Science Group and the Military History Group, an evening (6 June 2019) with dinner and talks on the theme of the Enigma and Code breaking. 

Oxford and Cambridge Club

Abstract: I shall describe Alan Turing’s transformative philosophical analysis of the nature of computation, including his argument that some mathematical questions must inevitably remain beyond our computational capacity to answer.

The talk will highlight ideas from Alan Turing’s phenomenal 1936 paper on computable numbers:

Computational self-reference and the universal algorithm, Queen Mary University of London, June 2019

This will be a talk for the Theory Seminar for the theory research group in Theoretical Computer Science at Queen Mary University of London. The talk will be held 4 June 2019 1:00 pm, ITL first floor.

Abstract. Curious, often paradoxical instances of self-reference inhabit deep parts of computability theory, from the intriguing Quine programs and Ouroboros programs to more profound features of the Gödel phenomenon. In this talk, I shall give an elementary account of the universal algorithm, showing how the capacity for self-reference in arithmetic gives rise to a Turing machine program $e$, which provably enumerates a finite set of numbers, but which can in principle enumerate any finite set of numbers, when it is run in a suitable model of arithmetic. In this sense, every function becomes computable, computed all by the same universal program, if only it is run in the right world. Furthermore, the universal algorithm can successively enumerate any desired extension of the sequence, when run in a suitable top-extension of the universe. An analogous result holds in set theory, where Woodin and I have provided a universal locally definable finite set, which can in principle be any finite set, in the right universe, and which can furthermore be successively extended to become any desired finite superset of that set in a suitable top-extension of that universe.

Representing Ordinal Numbers with Arithmetically Interesting Sets of Real Numbers

  • D. D. Blair, J. D. Hamkins, and K. O’Bryant, “Representing Ordinal Numbers with Arithmetically Interesting Sets of Real Numbers,” Integers, vol. 20A, 2020. (Paper~A3, \url{http://math.colgate.edu/~integers/vol20a.html})  
    @ARTICLE{BlairHamkinsOBryant2020:Representing-ordinal-numbers-with-arithmetically-interesting-sets-of-real-numbers,
    author = {D. Dakota Blair and Joel David Hamkins and Kevin O'Bryant},
    title = {Representing Ordinal Numbers with Arithmetically Interesting Sets of Real Numbers},
    journal = {Integers},
    FJOURNAL = {Integers Electronic Journal of Combinatorial Number Theory},
    year = {2020},
    volume = {20A},
    number = {},
    pages = {},
    month = {},
    note = {Paper~A3, \url{http://math.colgate.edu/~integers/vol20a.html}},
    abstract = {},
    keywords = {},
    source = {},
    doi = {},
    url = {https://wp.me/p5M0LV-1Tg},
    eprint = {1905.13123},
    archivePrefix = {arXiv},
    primaryClass = {math.NT},
    }

Abstract. For a real number $x$ and set of natural numbers $A$, define $x∗A = \{xa \mod 1 \mid a \in A\}\subseteq [0,1)$. We consider relationships between $x$, $A$, and the order-type of $x∗A$. For example, for every irrational $x$ and order-type $\alpha$, there is an $A$ with $x ∗ A \simeq\alpha$, but if $\alpha$ is an ordinal, then $A$ must be a thin set. If, however, $A$ is restricted to be a subset of the powers of $2$, then not every order type is possible, although arbitrarily large countable well orders arise.

The connect-infinity game!

I saw the following image on Twitter and Reddit, an image suggesting an entire class of infinitary analogues of the game Connect-Four. What fun! Let’s figure it out!

I’m not sure to whom the image or the idea is due. Please comment if you have information. (See comments below for current information.)

The rules will naturally generalize those in Connect-Four. Namely, starting from an empty board, the players take turns placing their coins into the $\omega\times 4$ grid. When a coin is placed in a column, it falls down to occupy the lowest available cell. Let us assume for now that the game proceeds for $\omega$ many moves, whether or not the board becomes full, and the goal is to make a connected sequence in a row of $\omega$ many coins of your color (you don’t have to fill the whole row, but rather a connected infinite segment of it suffices). A draw occurs when neither or both players achieve their goals.

In the $\omega\times 6$ version of the game that is shown, and indeed in the $\omega\times n$ version for any finite $n$, I claim that neither player can force a win; both players have drawing strategies.

Theorem. In the game Connect-$\omega$ on a board of size $\omega\times n$, where $n$ is finite, neither player has a winning strategy; both players have drawing strategies.

Proof. For a concrete way to see this, observe that either player can ensure that there are infinitely many of their coins on the bottom row: they simply place a coin into some far-out empty column. This blocks a win for the opponent on the bottom row. Next, observe that neither player can afford to follow the strategy of always answering those moves on top, since this would lead to a draw, with a mostly empty board. Thus, it must happen that infinitely often we are able to place a coin onto the second row. This blocks a win for the opponent on the second row. And so on. In this way, either players can achieve infinitely many of their coins on each row, thereby blocking any row as a win for their opponent. So both players have drawing strategies. $\Box$

Let me point out that on a board of size $\omega\times n$, where $n$ is odd, we can also make this conclusion by a strategy-stealing argument. Specifically, I argue first that the first player can have no winning strategy. Suppose $\sigma$ is a winning strategy for the first player on the $\omega\times n$ board, with $n$ odd, and let us describe a strategy for the second player. After the first move, the second player mentally ignores a finite left-initial segment of the playing board, which includes that first move and with a odd number of cells altogether in it (and hence an even number of empty cells remaining); the second player will now aim to win on the now-empty right-side of the board, by playing as though playing first in a new game, using strategy $\sigma$. If the first player should ever happen to play on the ignored left side of the board, then the second player can answer somewhere there (it doesn’t matter where). In this way, the second player plays with $\sigma$ as though he is the first player, and so $\sigma$ cannot be winning for the first player, since in this way the second player would win in this stolen manner.

Similarly, let us argue by strategy-stealing that the second player cannot have a winning strategy on the board $\omega\times n$ for odd finite $n$. Suppose that $\tau$ is a winning strategy for the second player on such a board. Let the first player always play at first in the left-most column. Because $n$ is odd, the second player will eventually have to play first in the second or later columns, leaving an even number of empty cells in the first column (perhaps zero). At this point, the first player can play as though he was the second player on the right-side board containing only that fresh move. If the opponent plays again to the left, then our player can also play in that region (since there were an even number of empty cells). Thus, the first player can steal the strategy $\tau$, and so it cannot be winning for the second player.

I am unsure about how to implement the strategy stealing arguments when $n$ is even. I shall give this more thought. In any case, the theorem for this case was already proved directly by the initial concrete argument, and in this sense we do not actually need the strategy stealing argument for this case.

Meanwhile, it is natural also to consider the $n\times\omega$ version of the game, which has only finitely many columns, each infinite. The players aim to get a sequence of $\omega$-many coins in a column. This is clearly impossible, as the opponent can prevent a win by always playing atop the most recent move. Thus:

Theorem. In the game Connect-$\omega$ on a board of size $n\times\omega$, where $n$ is finite, neither player has a winning strategy; both players have drawing strategies.

Perhaps the most natural variation of the game, however, occurs with a board of size $\omega\times\omega$. In this version, like the original Connect-Four, a player can win by either making a connected row of $\omega$ many coins, or a connected column or a connected diagonal of $\omega$ many coins. Note that we orient the $\omega$ size column upwards, so that there is no top cell, but rather, one plays by selecting a not-yet-filled column and then occupying the lowest available cell in that column.

Theorem. In the game Connect-$\omega$ on a board of size $\omega\times\omega$, neither player has a winning strategy. Both players have drawing strategies.

Proof. Consider the strategy-stealing arguments. If the first player has a winning strategy $\sigma$, then let us describe a strategy for the second player. After the first move, the second player will ignore finitely many columns at the left, including that first actual move, aiming to play on the empty right-side of the board as though the first player using stolen strategy $\sigma$ (but with colors swapped). This will work fine, as long as the first player also plays on that part of the board. Whenever the first player plays on the ignored left-most part, simply respond by playing atop. This prevents a win in that part of the part, and so the second player will win on the right-side by pretending to be first there. So there can be no such winning strategy $\sigma$ for the first player.

If the second player has a winning strategy $\tau$, then as before let the first player always play in the first column, until $\tau$ directs the second player to play in another column, which must eventually happen if $\tau$ is winning. At that moment, the first player can pretend to be second on the subboard omitting the first column. So $\tau$ cannot have been winning after all for the second player. $\Box$

In the analysis above, I was considering the game that proceeded in time $\omega$, with $\omega$ many moves. But such a play of the game may not actually have filled the board completely. So it is natural to consider a version of the game where the players continue to play transfinitely, if the board is not yet full.

So let us consider now the transfinite-play version of the game, where play proceeds transfinitely through the ordinals, until either the board is filled or one of the players has achieved the winning goal. Let us assume that the first player also plays first at limit stages, at $\omega$ and $\omega\cdot 2$ and $\omega^2$, and so on, if game play should happen to proceed for that long.

The concrete arguments that I gave above continue to work for the transfinite-play game on the boards of size $\omega\times n$ and $n\times\omega$.

Theorem. In the transfinite-play version of Connect-$\omega$ on boards of size $\omega\times n$ or $n\times\omega$, where $n$ is finite, neither player can have a winning strategy. Indeed, both players can force a draw while also filling the board in $\omega$ moves.

Proof. It is clear that on the $n\times\omega$ board, either player can force each column to have infinitely many coins of their color, and this fills the board, while also preventing a win for the opponent, as desired.

On the $\omega\times n$ board, consider a variation of the strategy I described above. I shall simply always play in the first available empty column, thereby placing my coin on the bottom row, until the opponent also plays in a fresh column. At that moment, I shall play atop his coin, thereby placing another coin in the second row; immediately after this, I also play subsequently in the left-most available column (so as to force the board to be filled). I then continue playing in the bottom row, until the opponent also does, which she must, and then I can add another coin to the second row and so on. By always playing the first-available second-row slot with all-empty second rows to the right, I can ensure that the opponent will eventually also make a second-row play (since otherwise I will have a winning condition on the second row), and at such a moment, I can also make a third-row play. By continuing in this way, I am able to place infinitely many coins on each row, while also forcing that the board becomes filled. $\Box$

Unfortunately, the transfinite-play game seems to break the strategy-stealing arguments, since the play is not symmetric for the players, as the first player plays first at limit stages.

Nevertheless, following some ideas of Timothy Gowers in the comments below, let me show that the second player has a drawing strategy.

Theorem. In the transfinite-play version of Connect-$\omega$ on a board of size $\omega\times\omega$, the second player has a drawing strategy.

Proof. We shall arrange that the second player will block all possible winning configurations for the first player, or to have column wins for each player. To block all row wins, the second player will arrange to occupy infinitely many cells in each row; to block all diagonal wins, the second player will aim to occupy infinitely many cells on each possible diagonal; and to block the column wins, the second player will aim either to have infinitely many cells on each column or to copy a winning column of the opponent on another column.

To achieve these things, we simply play as follows. Take the columns in successive groups of three. On the first column in each block of three, that is on the columns indexed $3m$, the second player will always answer a move by the first player on this column. In this way, the second player occupies every other cell on these columns—all at the same height. This will block all diagonal wins, because every diagonal winning configuration will need to go through such a cell.

On the remaining two columns in each group of three, columns $3m+1$ and $3m+2$, let the second player simply copy moves of the opponent on one of these columns by playing on the other. These moves will therefore be opposite colors, but at the same height. In this way, the second player ensures that he has infinitely many coins on each row, blocking the row wins. And also, this strategy ensures that in these two columns, at any limit stage, either neither player has achieved a winning configuration or both have.

Thus, we have produced a drawing strategy for the second player. $\Box$

Thus, there is no advantage to going first. What remains is to determine if the first player also has a drawing strategy, or whether the second player can actually force a win.

Gowers explains in the comments below also how to achieve such a copying mechanism to work on a diagonal, instead of just on a column.

I find it also fascinating to consider the natural generalizations of the game to larger ordinals. We may consider the game of Connect-$\alpha$ on a board of size $\kappa\times\lambda$, for any ordinals $\alpha,\kappa,\lambda$, with transfinite play, proceeding until the board is filled or the winning conditions are achieved. Clearly, there are some instances of this game where a player has a winning strategy, such as the original Connect-Four configuration, where the first player wins, and presumably many other instances.

Question. In which instances of Connect-$\alpha$ on a board of size $\kappa\times\lambda$ does one of the players have a winning strategy?

It seems to me that the groups-of-three-columns strategy described above generalizes to show that the second player has at least a drawing strategy in Connect-$\alpha$ on board $\kappa\times\lambda$, whenever $\alpha$ is infinite.

Stay tuned…

The modal logic of potentialism, ILLC Amsterdam, May 2019

This will be a talk at the Institute of Logic, Language and Computation (ILLC) at the University of Amsterdam for events May 11-12, 2019. See Joel David Hamkins in Amsterdam 2019.

Job Adriaenszoon Berckheyde [Public domain]

Abstract: Potentialism can be seen as a fundamentally model-theoretic notion, in play for any class of mathematical structures with an extension concept, a notion of substructure by which one model extends to another. Every such model-theoretic context can be seen as a potentialist framework, a Kripke model whose modal validities one can investigate. In this talk, I’ll explain the tools we have for analyzing the potentialist validities of such a system, with examples drawn from the models of arithmetic and set theory, using the universal algorithm and the universal definition.

Is there just one mathematical universe? DRIFT, Amsterdam, May 2019

This will be a talk for the Wijsgerig Festival DRIFT 2019, held in Amsterdam May 11, 2019. The theme of the conference is: Ontology.

Kamanasish Debnath [CC BY-SA 4.0 (https://creativecommons.org/licenses/by-sa/4.0)]

Abstract. What does it mean to make existence assertions in mathematics?
Is there a mathematical universe, perhaps an ideal mathematical reality, that the assertions are about? Is there possibly more than one such universe? Does every mathematical assertion ultimately have a definitive truth value? I shall lay out some of the back-and-forth in what is currently a vigorous debate taking place in the philosophy of set theory concerning pluralism in the set-theoretic foundations, concerning whether there is just one set-theoretic universe underlying our mathematical claims or whether there is a diversity of possible set-theoretic worlds.

At the conference venue in the Vondelpark, Amsterdam